RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Nov 4, 2022 · Short Hills, Nj
- W•••• F•••• A••••••• wirehouseMar 31, 2010 to Nov 9, 2022 · Mountainside, Nj
- M••••• S•••••• wirehouseJun 1, 2009 to Apr 1, 2010 · Short Hills, Nj
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Short Hills, Nj
- M••••• S•••••• D• I••• unclassifiedNov 29, 2002 to Apr 2, 2007 · Short Hills, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 8, 2002 to Dec 9, 2002 · Short Hills, Nj
- W•••• F•••• A••••••• to M••••• S••••••left Nov 9, 2022, registered Nov 4, 2022 (-5 days) · Wirehouse to wirehouse
- M••••• S•••••• to W•••• F•••• A•••••••left Apr 1, 2010, registered Mar 31, 2010 (-1 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to M••••• S•••••• D• I•••left Dec 9, 2002, registered Nov 29, 2002 (-10 days) · Other
- J••••• R• M••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2022-11-04)Nov 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address