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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Becky M Sciortino

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LATHAM, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 23, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 23, 1999
First registration: Sep 5, 2002
Dual registered: yes, broker-dealer
Other names: BECKY MARIE CAREY|Becky M Carey|BECKY MARIE SCIORTINO
IAPD individual key: 3092715

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 9, 2021	n/a	yes	LATHAM, NY	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 5, 2011	Sep 3, 2021	no	ALBANY, NY\|LATHAM, NY\|NISKAYUNA, NY\|ALBANY, NY	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Jan 10, 2005	Jul 5, 2011	no	ALTAMONT, NY\|CLIFTON PARK, NY\|LATHAM, NY\|NISKAYUNA, NY\|SARATOGA SPRINGS, NY\|ALBANY, NY\|ALBANY, NY	Previous registration
QUICK & REILLY, INC.	n/a	Sep 5, 2002	May 29, 2003	no	ALBANY, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 3, 2021	Aug 9, 2021	-25	Firm change	Ibd to wirehouse
UVEST FINANCIAL SERVICES GROUP, INC.	LPL FINANCIAL LLC	Jul 5, 2011	Jul 5, 2011	0	Bulk transfer	Other
QUICK & REILLY, INC.	UVEST FINANCIAL SERVICES GROUP, INC.	May 29, 2003	Jan 10, 2005	592	Firm change after gap	Other

Relationships

Registered with (4)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Aug 9, 2021 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 5, 2011 to Sep 3, 2021factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Jan 10, 2005 to Jul 5, 2011factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Sep 5, 2002 to May 29, 2003factForm ADV

Dated events

No dated event names this entity yet.