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Advisor at WHISTLE STOP FINANCIAL ADVICE
BIRMINGHAM, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WHISTLE STOP FINANCIAL ADVICE | State registered | Feb 11, 2025 | n/a | yes | BIRMINGHAM, MI | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 23, 2019 | Jun 25, 2024 | no | Troy, MI|Novi, MI | Previous registration |
| HANTZ FINANCIAL SERVICES, INC. | Independent wealth | Jan 20, 2017 | Apr 10, 2019 | no | SOUTHFIELD, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | WHISTLE STOP FINANCIAL ADVICE | Jun 25, 2024 | Feb 11, 2025 | 231 | Firm change | Ibd to state RIA |
| HANTZ FINANCIAL SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Apr 10, 2019 | Apr 23, 2019 | 13 | Firm change | RIA to ibd |