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RIA / WealthAdvisorCertified Financial Planner29 years in industry

SCOTT ALAN STOCKTON

Advisor at WEALTHSTAR ADVISORS, LLC

PLANO, TX

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Search this name across graphsid dfx:ria:a75d052a-d7df-36d1-fa03-cbe8e3cacca0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 18, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHSTAR ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 16, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Oct 16, 1996
First registration: Nov 18, 1996
Dual registered: no
IAPD individual key: 2806750

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHSTAR ADVISORS, LLC	Independent wealth	Apr 30, 2013	n/a	yes	PLANO, TX	Current employment
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Aug 2, 2012	Dec 31, 2013	no	PLANO, TX\|TERRELL, TX	Previous registration
PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2011	Jul 20, 2012	no	PLANO, TX\|CHICAGO, IL	Previous registration
CONCORDIUS CAPITAL ADVISORS	Former SEC adviser	Jan 1, 2011	May 2, 2011	no	ST PETERSBURG, FL\|PLANO, TX	Previous registration
CONCORDIUS CAPITAL ADVISORS	Former SEC adviser	Nov 5, 2010	Dec 31, 2010	no	ST PETERSBURG, FL\|PLANO, TX	Previous registration
BREWER INVESTMENT ADVISORS LLC	n/a	Sep 25, 2009	Nov 5, 2010	no	CHICAGO, IL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 18, 1996	Sep 29, 2009	no	PLANO, TX\|PLANO, TX\|Allen, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT FINANCIAL PARTNERS	WEALTHSTAR ADVISORS, LLC	Dec 31, 2013	Apr 30, 2013	-245	Firm change after gap	Other
PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.	INDEPENDENT FINANCIAL PARTNERS	Jul 20, 2012	Aug 2, 2012	13	Firm change	Other
CONCORDIUS CAPITAL ADVISORS	PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.	May 2, 2011	May 2, 2011	0	Firm change	Other
BREWER INVESTMENT ADVISORS LLC	CONCORDIUS CAPITAL ADVISORS	Nov 5, 2010	Nov 5, 2010	0	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	BREWER INVESTMENT ADVISORS LLC	Sep 29, 2009	Sep 25, 2009	-4	Firm change	Other

Relationships

Registered with (6)

→ WEALTHSTAR ADVISORS, LLCRegistered adviserregistration: current employment
Apr 30, 2013 to presentfactForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Aug 2, 2012 to Dec 31, 2013factForm ADV
→ PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2011 to Jul 20, 2012factForm ADV
→ CONCORDIUS CAPITAL ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2011 to May 2, 2011factForm ADV
→ BREWER INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Sep 25, 2009 to Nov 5, 2010factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 18, 1996 to Sep 29, 2009factForm ADV

Dated events

No dated event names this entity yet.