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Advisor at RBC CAPITAL MARKETS, LLC
DENVER, CO | FORT COLLINS, CO | Timnath, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Sep 1, 2021 | n/a | yes | DENVER, CO|FORT COLLINS, CO|Timnath, CO | Current employment |
| WAMBOLT & ASSOCIATES, LLC | Former SEC adviser | Jul 10, 2019 | Aug 23, 2021 | no | LITTLETON, CO | Previous registration |
| CENTRIC INVESTMENT GROUP INC | Former SEC adviser | Jul 10, 2019 | Dec 18, 2019 | no | LITTLETON, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WAMBOLT & ASSOCIATES, LLC | RBC CAPITAL MARKETS, LLC | Aug 23, 2021 | Sep 1, 2021 | 9 | Firm change | RIA to ibd |
| CENTRIC INVESTMENT GROUP INC | WAMBOLT & ASSOCIATES, LLC | Dec 18, 2019 | Jul 10, 2019 | -161 | Firm change after gap | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 114066:153454:CO:2019-12-18 | Dec 18, 2019 | Jul 10, 2019 | LITTLETON, CO | Firm change after gap |