DFX Intelligence

R•••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

R•••• R•••••••••

Advisor at D•• A•••••• G••••• I•••

LUTZ, FL | San Juan, PR

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Search this name across graphsid dfx:ria:a76453c9-2a9f-9e14-160c-167ec16830c1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 17, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•• A•••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 7, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•• A•••••• G••••• I•••	Independent wealth	Jan 25, 2022	n/a	yes	LUTZ, FL\|LUTZ, FL\|San Juan, PR	Current employment
I••••••••• A••••••• S••••••• I••	Former SEC adviser	Mar 17, 2015	Mar 2, 2018	no	SAN JUAN, PR\|san juan, PR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••••• S••••••• I••	D•• A•••••• G••••• I•••	Mar 2, 2018	Jan 25, 2022	1,425	Firm change after gap	Other

Relationships

Registered with (2)

→ D•• A•••••• G••••• I•••Registered adviserregistration: current employment
Jan 25, 2022 to presentfactForm ADV
→ I••••••••• A••••••• S••••••• I••Registered adviserregistration: previous registration
Mar 17, 2015 to Mar 2, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a76453c9-2a9f-9e14-160c-167ec16830c1
First observed: Mar 17, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.