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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

MARK ANTHONY THOMAS TAVERNO

Advisor at MML INVESTORS SERVICES, LLC

STATE COLLEGE, PA

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Search this name across graphsid dfx:ria:a7694cfb-2ca5-ffc7-3734-06a87396bdb4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 12, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 16, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Aug 16, 2011
First registration: Aug 12, 2017
Dual registered: yes, broker-dealer
IAPD individual key: 5873061

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Oct 8, 2019	n/a	yes	STATE COLLEGE, PA	Current employment
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Sep 11, 2019	no	STATE COLLEGE, PA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Sep 11, 2019	no	OMAHA, NE\|STATE COLLEGE, PA	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Aug 12, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Sep 11, 2019	Feb 27, 2018	-561	Bulk transfer	Other
TD AMERITRADE, INC.	MML INVESTORS SERVICES, LLC	Sep 11, 2019	Oct 8, 2019	27	Firm change	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA

Relationships

Registered with (4)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Oct 8, 2019 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Sep 11, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Sep 11, 2019factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Aug 12, 2017 to Feb 26, 2018factForm ADV

Dated events

No dated event names this entity yet.