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Advisor at RFG ADVISORY, LLC
VESTAVIA HILLS, AL | BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RFG ADVISORY, LLC | Independent wealth | Feb 10, 2015 | n/a | yes | VESTAVIA HILLS, AL|BIRMINGHAM, AL | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 5, 2009 | Feb 10, 2015 | no | BIRMINGHAM, AL|BIRMINGHAM, AL | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | Jun 26, 2003 | Oct 5, 2009 | no | ATLANTA, GA|ATLANTA, GA|COLUMBUS, GA|BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | RFG ADVISORY, LLC | Feb 10, 2015 | Feb 10, 2015 | 0 | Firm change | Other |
| AMERIPRISE ADVISOR SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 5, 2009 | Oct 5, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:158401:AL:2015-02-10 | Feb 10, 2015 | Feb 10, 2015 | BIRMINGHAM, AL | Firm change |