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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Christopher Robert Scarlata

Advisor at CITIZENS SECURITIES, INC.

CONSHOHOCKEN, PA | Woburn, MA | WEST CHESTER, PA

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Search this name across graphsid dfx:ria:a76f86f3-eeb6-2c39-c458-36deaa453f8f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 15, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIZENS SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 14, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 14, 1997
First registration: Oct 15, 2007
Dual registered: yes, broker-dealer
Other names: CHRISTOPHER ROBERT SCARLATA|CHRISTOPHER SCARLATA
IAPD individual key: 2868108

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Jan 4, 2024	n/a	yes	Woburn, MA\|CONSHOHOCKEN, PA\|WEST CHESTER, PA	Current employment
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Mar 6, 2020	Dec 31, 2023	no	MALVERN, PA	Previous registration
AST INVESTMENT SERVICES, INC.	Asset manager	Aug 21, 2018	Feb 25, 2019	no	Dresher, PA	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Oct 15, 2007	Aug 1, 2017	no	Philadelphia, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VANGUARD ADVISERS, INC.	CITIZENS SECURITIES, INC.	Dec 31, 2023	Jan 4, 2024	4	Firm change	Ibd to ibd
AST INVESTMENT SERVICES, INC.	VANGUARD ADVISERS, INC.	Feb 25, 2019	Mar 6, 2020	375	Firm change	Other
ADVICE AND PLANNING SERVICES	AST INVESTMENT SERVICES, INC.	Aug 1, 2017	Aug 21, 2018	385	Firm change	Other

Relationships

Registered with (4)

→ CITIZENS SECURITIES, INC.Registered adviserregistration: current employment
Jan 4, 2024 to presentfactForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Mar 6, 2020 to Dec 31, 2023factForm ADV
→ AST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 21, 2018 to Feb 25, 2019factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 15, 2007 to Aug 1, 2017factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
Christopher Robert Scarlata left Vanguard Advisers, Inc. for Citizens Securities, Inc. (registered 2024-01-04)
Form ADVobserved 5 days ago