DFX Intelligence

O••••• J••• J••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

O••••• J••• J••••• K••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

LA JOLLA, CA

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Search this name across graphsid dfx:ria:a77058ec-687a-4838-11fb-09c25e59242e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 6, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 21, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	May 24, 2024	n/a	yes	LA JOLLA, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 15, 2022	May 30, 2024	no	LA JOLLA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 30, 2024	May 24, 2024	-6	Firm change	Wirehouse to wirehouse
E•••••• C•••••• M••••••••• L••	W•••• F•••• A•••••••	Aug 3, 2022	Jul 15, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:7691:CA:2024-05-16	May 30, 2024	May 24, 2024	LA JOLLA, CA	Firm change

Relationships

Registered with (6)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
May 24, 2024 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 15, 2022 to May 30, 2024factForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 7, 2010 to Aug 3, 2022factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Occurred
May 30, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 3, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a77058ec-687a-4838-11fb-09c25e59242e
First observed: Apr 6, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.