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RIA / WealthAdvisorChartered Financial Consultant18 years in industry

Shawn Michael Scott

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

PLYMOUTH, MN | BLUE ASH, OH

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Search this name across graphsid dfx:ria:a779cc0b-b3ff-0bc7-2723-2aa9b182deae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 8, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 3, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63
First exam: Apr 3, 2008
First registration: May 8, 2009
Dual registered: no
Other names: SHAWN M. SCOTT
IAPD individual key: 5000330

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Jan 2, 2024	n/a	yes	PLYMOUTH, MN\|BLUE ASH, OH	Current employment
WEALTHQUEST CORPORATION	Independent wealth	Dec 3, 2012	Jan 4, 2024	no	CINCINNATI, OH	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Dec 7, 2010	Aug 29, 2012	no	Blue Ash, OH	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 6, 2010	Nov 29, 2010	no	WEST CHESTER, OH	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	May 8, 2009	Jul 1, 2010	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTHQUEST CORPORATION	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Jan 4, 2024	Jan 2, 2024	-2	Firm change	RIA to RIA
RAYMOND JAMES & ASSOCIATES, INC.	WEALTHQUEST CORPORATION	Aug 29, 2012	Dec 3, 2012	96	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	RAYMOND JAMES & ASSOCIATES, INC.	Nov 29, 2010	Dec 7, 2010	8	Firm change	Other
ESI FINANCIAL ADVISORS	SECURITIES AMERICA ADVISORS, INC.	Jul 1, 2010	Jul 6, 2010	5	Firm change	Other

Relationships

Registered with (5)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jan 2, 2024 to presentfactForm ADV
→ WEALTHQUEST CORPORATIONRegistered adviserregistration: previous registration
Dec 3, 2012 to Jan 4, 2024factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Dec 7, 2010 to Aug 29, 2012factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 6, 2010 to Nov 29, 2010factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
May 8, 2009 to Jul 1, 2010factForm ADV

Dated events

Occurred
Jan 4, 2024
Advisor changed firm
Shawn Michael Scott left Wealthquest Corporation for Wealth Enhancement Advisory Services, Llc (registered 2024-01-02)
Form ADVobserved 3 days ago