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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

WEALTHQUEST CORPORATION

CRD 141473

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9108cda7-a9b4-6ff8-833e-9e711f683256

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 6
On other graphs: 0
Observed: Nov 22, 2011 to Jul 30, 2026
47 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.2BItem 5.F on the latest filing (2026-07-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.2B
Private client RAUM: $2.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 16
RAUM per advisor: $139Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 42
Advisory employees: 16
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 5,241
Individual clients: 1,012
High net worth clients: 571
Custody, client assets: $1.4B
SEC number: 801-67079
CIK: 1632968
CRD: 141473
Filings on the tape: 47
First filed: Nov 22, 2011
Latest filed: Jul 30, 2026
Organised: Corporation, OH
Website: wqcorp.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES CHARLES OLIGER	Certified Financial Planner	CINCINNATI, OH	19	26	1	no
WADE KEITH DANIEL	Certified Financial Planner	CINCINNATI, OH	19	26	1	no
STEPHEN PAUL KING	Certified Financial Planner	CINCINNATI, OH	19	26	1	no
MARK A BATES	Certified Financial Planner	CINCINNATI, OH	16	23	1	no
ANGELA CHARLENE WILLIAMS	Certified Financial Planner	OAK BROOK, IL	12	19	3	no
W. DAVID KERN	Certified Financial Planner	CINCINNATI, OH	12	13	n/a	no
MICHAEL HANS LOEWE	n/a	CINCINNATI, OH	12	27	2	no
MICHAEL T MOORE	n/a	CINCINNATI, OH	8	39	4	no
Michael Riney	Certified Financial Planner	CINCINNATI, OH	7	11	n/a	no
SAMUEL MARTINEZ	n/a	CINCINNATI, OH	5	11	1	no
Daniel Thomas Larson	Certified Financial Planner	CINCINNATI, OH	4	14	n/a	no
JENNY ANN BURNS	Certified Financial Planner	CINCINNATI, OH	4	39	n/a	no
MEGAN KATHLEEN HAMMANN	Certified Financial Planner	CINCINNATI, OH	2	17	5	no
Robert Dorn Reichwein	n/a	CINCINNATI, OH	2	11	n/a	no
Luke Leong	Chartered Financial Analyst	CINCINNATI, OH	0	10	n/a	no
Luke Robert Nordman	Certified Financial Planner	CINCINNATI, OH	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BATES, MARK, A	CHIEF OPERATING OFFICER	A	yes	06/2018	Jul 30, 2026	Jul 30, 2026
DANIEL, WADE, KEITH	Ceo	C	yes	03/2012	Jul 30, 2026	Jul 30, 2026
KERN, W., DAVID	President	A	yes	01/2021	Jul 30, 2026	Jul 30, 2026
Larson, Daniel, Thomas	VICE PRESIDENT	A	yes	01/2022	Jul 30, 2026	Jul 30, 2026
LENHOFF, JAMES, M.	DIRECTOR OF MISSION	B	yes	01/2021	Nov 22, 2011	Mar 27, 2024
Hayes, Patrick, Daniel	CHIEF COMPLIANCE OFFICER	Na	no	03/2020	Jul 30, 2026	Jul 30, 2026
KING, STEPHEN, PAUL	VICE PRESIDENT	B	no	03/2012	Jul 30, 2026	Jul 30, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
OAK BROOK	IL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 9, 2026	$2.2B	$2.2B	42	16	1	n/a	n/a
2024	Apr 28, 2025	$1.9B	$1.9B	41	14	1	n/a	n/a
2023	Mar 27, 2024	$1.8B	$1.8B	38	15	1	n/a	n/a
2022	Mar 30, 2023	$1.5B	$1.5B	38	15	2	n/a	n/a
2021	Mar 30, 2022	$1.7B	$1.7B	36	14	2	n/a	n/a
2020	Mar 31, 2021	$1.3B	$1.3B	30	14	1	n/a	n/a
2019	Mar 30, 2020	$993M	$991M	27	14	1	n/a	n/a
2018	Mar 29, 2019	$1.0B	$1.0B	24	12	1	n/a	n/a
2017	Mar 28, 2018	$875M	$873M	22	12	1	n/a	n/a
2016	Mar 30, 2017	$758M	$754M	21	13	n/a	n/a	n/a
2015	Mar 19, 2016	$624M	$618M	19	11	n/a	n/a	n/a
2014	Mar 26, 2015	$608M	$605M	18	11	n/a	n/a	n/a
2013	Mar 28, 2014	$569M	$555M	16	10	n/a	n/a	n/a
2012	Mar 27, 2013	$524M	$522M	18	10	n/a	n/a	n/a
2011	Mar 19, 2012	$447M	$445M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.2B	$1.9B	15.0%	$1.5B	14.2%	42	41	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BENCHMARK INVESTMENT ADVISORS LLC	2	Jul 3, 2018	Jul 12, 2018	CINCINNATI, OH	Team lift out	RIA to RIA	16.7%

Relationships

Registered with (23)

← Luke Robert NordmanAdvisorregistration: current employment
May 11, 2026 to presentfactForm ADV
← Luke LeongAdvisorregistration: current employment
Mar 5, 2026 to presentfactForm ADV
← Robert Dorn ReichweinAdvisorregistration: current employment
May 9, 2024 to presentfactForm ADV
← MEGAN KATHLEEN HAMMANNAdvisorregistration: current employment
Jan 8, 2024 to presentfactForm ADV
← JENNY ANN BURNSAdvisorregistration: current employment
May 11, 2022 to presentfactForm ADV
← Daniel Thomas LarsonAdvisorregistration: current employment
May 9, 2022 to presentfactForm ADV
← SAMUEL MARTINEZAdvisorregistration: current employment
Jun 1, 2021 to presentfactForm ADV
← Michael RineyAdvisorregistration: current employment
Jul 26, 2019 to presentfactForm ADV
← MICHAEL T MOOREAdvisorregistration: current employment
May 31, 2018 to presentfactForm ADV
← MICHAEL HANS LOEWEAdvisorregistration: current employment
Jul 17, 2014 to presentfactForm ADV
← W. DAVID KERNAdvisorregistration: current employment
May 14, 2014 to presentfactForm ADV
← ANGELA CHARLENE WILLIAMSAdvisorregistration: current employment
Jan 1, 2014 to presentfactForm ADV
← MARK A BATESAdvisorregistration: current employment
Apr 20, 2010 to presentfactForm ADV
← STEPHEN PAUL KINGAdvisorregistration: current employment
Aug 7, 2007 to presentfactForm ADV
← JAMES CHARLES OLIGERAdvisorregistration: current employment
Dec 13, 2006 to presentfactForm ADV
← WADE KEITH DANIELAdvisorregistration: current employment
Dec 13, 2006 to presentfactForm ADV
← Shawn Michael ScottAdvisorregistration: previous registration
Dec 3, 2012 to Jan 4, 2024factForm ADV
← ADAM MICHAEL DAYAdvisorregistration: previous registration
Mar 6, 2018 to Dec 8, 2023factForm ADV
← CHARLES RYAN EHRENFRIEDAdvisorregistration: previous registration
Sep 18, 2020 to Oct 5, 2022factForm ADV
← DAVID ALLAN ELTRINGHAMAdvisorregistration: previous registration
Jan 4, 2017 to Jul 3, 2018factForm ADV
← MATTHEW David ELTRINGHAMAdvisorregistration: previous registration
Jan 3, 2017 to Jul 3, 2018factForm ADV
← STEPHEN ALBERT GRECOAdvisorregistration: previous registration
Apr 5, 2011 to Nov 13, 2013factForm ADV
← MICHAEL EDWARD MITCHELLAdvisorregistration: previous registration
May 23, 2013 to Nov 13, 2013factForm ADV

Controls (5)

← KING, STEPHEN, PAULOwnerVICE PRESIDENT, ownership code B, individual
Nov 22, 2011 to Mar 27, 2024factForm ADV
← LENHOFF, JAMES, M.OwnerDIRECTOR OF MISSION, ownership code B, individual
Nov 22, 2011 to Mar 27, 2024factForm ADV
← DANIEL, WADE, KEITHOwnerCEO, ownership code C, individual
Nov 22, 2011 to Mar 27, 2024factForm ADV
← KERN, W., DAVIDOwnerPRESIDENT, ownership code NA, individual
Mar 31, 2021 to Mar 27, 2024factForm ADV
← Hayes, Patrick, DanielOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2020 to Mar 27, 2024factForm ADV

Owns (2)

← BATES, MARK, AOwnerCHIEF OPERATING OFFICER, ownership code A, individual
Mar 19, 2016 to Mar 27, 2024factForm ADV
← Larson, Daniel, ThomasOwnerVICE PRESIDENT, ownership code NA, individual
Mar 30, 2023 to Mar 27, 2024factForm ADV

Moved with (1)

→ BENCHMARK INVESTMENT ADVISORS LLCRegistered adviser2 advisors, team lift out, same day
Jul 3, 2018 to Jul 12, 2018factForm ADV

Dated events

Occurred
Jan 4, 2024
Advisor changed firm
Shawn Michael Scott left Wealthquest Corporation for Wealth Enhancement Advisory Services, Llc (registered 2024-01-02)
Form ADVobserved 6 days ago
Occurred
Dec 8, 2023
Advisor changed firm
Adam Michael Day left Wealthquest Corporation for Ritholtz Wealth Management (registered 2023-12-11)
Form ADVobserved 6 days ago
Occurred
Oct 5, 2022
Advisor changed firm
Charles Ryan Ehrenfried left Wealthquest Corporation for J. W. Cole Advisors, Inc. (registered 2022-06-13)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
Wealthquest Corporation reported RAUM $1.3B, up 36% from $993.2M (2020-11-18 to 2021-03-31)
Form ADVobserved 6 days ago
$355M
Occurred
Mar 31, 2021
Control person joined
David W. Kern (President) appeared on Schedule A of Wealthquest Corporation
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person joined
Daniel Patrick Hayes (Chief Compliance Officer) appeared on Schedule A of Wealthquest Corporation
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9108cda7-a9b4-6ff8-833e-9e711f683256
First observed: Nov 22, 2011
Last observed: Jul 30, 2026 53 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEALTHQUEST CORPORATION

CRD 141473

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9108cda7-a9b4-6ff8-833e-9e711f683256

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:44 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES CHARLES OLIGER

Certified Financial Planner

CINCINNATI, OH

WADE KEITH DANIEL

Certified Financial Planner

CINCINNATI, OH

STEPHEN PAUL KING

Certified Financial Planner

CINCINNATI, OH

MARK A BATES

Certified Financial Planner

CINCINNATI, OH

ANGELA CHARLENE WILLIAMS

Certified Financial Planner

OAK BROOK, IL

W. DAVID KERN

Certified Financial Planner

CINCINNATI, OH

n/a

MICHAEL HANS LOEWE

n/a

CINCINNATI, OH

MICHAEL T MOORE

n/a

CINCINNATI, OH

Michael Riney

Certified Financial Planner

CINCINNATI, OH

n/a

SAMUEL MARTINEZ

n/a

CINCINNATI, OH

Daniel Thomas Larson

Certified Financial Planner

CINCINNATI, OH

n/a

JENNY ANN BURNS

Certified Financial Planner

CINCINNATI, OH

n/a

MEGAN KATHLEEN HAMMANN

Certified Financial Planner

CINCINNATI, OH

Robert Dorn Reichwein

n/a

CINCINNATI, OH

n/a

Luke Leong

Chartered Financial Analyst

CINCINNATI, OH

n/a

Luke Robert Nordman

Certified Financial Planner

CINCINNATI, OH

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BATES, MARK, A

CHIEF OPERATING OFFICER

yes

06/2018

Jul 30, 2026

DANIEL, WADE, KEITH

Ceo

yes

03/2012

Jul 30, 2026

KERN, W., DAVID

President

yes

01/2021

Jul 30, 2026

Larson, Daniel, Thomas

VICE PRESIDENT

yes

01/2022

Jul 30, 2026

LENHOFF, JAMES, M.

DIRECTOR OF MISSION

yes

01/2021

Nov 22, 2011

Mar 27, 2024

Hayes, Patrick, Daniel

CHIEF COMPLIANCE OFFICER

03/2020

Jul 30, 2026

KING, STEPHEN, PAUL

VICE PRESIDENT

03/2012

Jul 30, 2026

City

State

Country

Employees

Also broker-dealer

OAK BROOK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 9, 2026

$2.2B

n/a

2024

Apr 28, 2025

$1.9B

n/a

2023

Mar 27, 2024

$1.8B

n/a

2022

Mar 30, 2023

$1.5B

n/a

2021

Mar 30, 2022

$1.7B

n/a

2020

Mar 31, 2021

$1.3B

n/a

2019

Mar 30, 2020

$993M

$991M

n/a

2018

Mar 29, 2019

$1.0B

n/a

2017

Mar 28, 2018

$875M

$873M

n/a

2016

Mar 30, 2017

$758M

$754M

n/a

2015

Mar 19, 2016

$624M

$618M

n/a

2014

Mar 26, 2015

$608M

$605M

n/a

2013

Mar 28, 2014

$569M

$555M

n/a

2012

Mar 27, 2013

$524M

$522M

n/a

2011

Mar 19, 2012

$447M

$445M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.2B

$1.9B

15.0%

$1.5B

14.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BENCHMARK INVESTMENT ADVISORS LLC

Jul 3, 2018

Jul 12, 2018

CINCINNATI, OH

Team lift out

RIA to RIA

16.7%