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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Leah Brooks Waldrip

Advisor at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

SCOTTSDALE, AZ | VALRICO, FL

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Search this name across graphsid dfx:ria:a793d64b-7385-d686-315c-40e266a197b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Jul 20, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 2, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jul 2, 2001
First registration: Jul 20, 2007
Dual registered: yes, broker-dealer
Other names: LEAH ELLYN BROOKS|LEAH ELLYN BROOKS|LEAH BROOKS WALDRIP|LEAH WALDRIP|LEAH B WALDRIP
IAPD individual key: 4403104

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Independent wealth	Aug 11, 2026	n/a	yes	SCOTTSDALE, AZ\|VALRICO, FL	Current employment
LPL ENTERPRISE, LLC	Bd affiliated wealth	Sep 26, 2024	Aug 5, 2026	no	VALRICO, FL\|Valrico, FL\|FORT MILL, SC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 3, 2022	Oct 11, 2024	no	Valrico, FL\|VALRICO, FL\|FORT MILL, SC	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jul 21, 2017	May 31, 2022	no	Powder Springs, GA\|ST. PETERSBURG, FL\|Valrico, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 5, 2014	Jul 17, 2017	no	POWDER SPRINGS, GA\|FORT MILL, SC	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 29, 2009	Jul 9, 2014	no	FAIRFIELD, IA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Jul 20, 2007	Apr 15, 2009	no	ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL ENTERPRISE, LLC	UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Aug 5, 2026	Aug 11, 2026	6	Firm change	Ibd to RIA
LPL FINANCIAL LLC	LPL ENTERPRISE, LLC	Oct 11, 2024	Sep 26, 2024	-15	Firm change	Ibd to new firm
RAYMOND JAMES & ASSOCIATES, INC.	LPL FINANCIAL LLC	May 31, 2022	Jun 3, 2022	3	Firm change	Ibd to RIA
LPL FINANCIAL LLC	RAYMOND JAMES & ASSOCIATES, INC.	Jul 17, 2017	Jul 21, 2017	4	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	LPL FINANCIAL LLC	Jul 9, 2014	Aug 5, 2014	27	Firm change	Other
FSC SECURITIES CORPORATION	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Apr 15, 2009	Oct 29, 2009	197	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:8733:SC:2024-10-11	Oct 11, 2024	Sep 26, 2024	FORT MILL, SC	Firm change
705:6413:FL:2022-05-18	May 31, 2022	Jun 3, 2022	VALRICO, FL	Firm change

Relationships

Registered with (6)

→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviserregistration: current employment
Aug 11, 2026 to presentfactForm ADV
→ LPL ENTERPRISE, LLCRegistered adviserregistration: previous registration
Sep 26, 2024 to Aug 5, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 3, 2022 to Oct 11, 2024factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jul 21, 2017 to May 31, 2022factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Oct 29, 2009 to Jul 9, 2014factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jul 20, 2007 to Apr 15, 2009factForm ADV

Dated events

Occurred
Aug 5, 2026
Advisor changed firm
Leah Brooks Waldrip left Lpl Enterprise, Llc for United Planners' Financial Services Of America A Limited Partner (registered 2026-08-11)
Form ADVobserved 6 days ago
Occurred
Oct 11, 2024
Advisor changed firm
Leah Brooks Waldrip left Lpl Financial Llc for Lpl Enterprise, Llc (registered 2024-09-26)
Form ADVobserved 6 days ago
Occurred
May 31, 2022
Advisor changed firm
Leah Brooks Waldrip left Raymond James & Associates, Inc. for Lpl Financial Llc (registered 2022-06-03)
Form ADVobserved 6 days ago