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RIA / WealthAdvisor26 years in industry

JAMES ALLEN SAND

Advisor at TIEDEMANN ADVISORS, LLC

NEW YORK, NY | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:a796f4d7-1012-4a73-a5be-e029f3486762

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Oct 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TIEDEMANN ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 17, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 17, 1999
First registration: Oct 1, 2002
Dual registered: no
IAPD individual key: 4002578

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TIEDEMANN ADVISORS, LLC	Independent wealth	Jul 11, 2024	n/a	yes	MINNEAPOLIS, MN\|NEW YORK, NY	Current employment
ENVOI LLC	Former SEC adviser	Jan 27, 2014	Jul 2, 2024	no	MINNEAPOLIS, MN	Previous registration
ENVOI LLC	Former SEC adviser	Nov 13, 2009	Dec 31, 2013	no	MINNEAPOLIS, MN	Previous registration
CHERRY TREE FAMILY OFFICE LLC	n/a	Nov 9, 2007	Feb 10, 2009	no	MINNETONKA, MN	Previous registration
CHERRY TREE INVESTMENTS INC	n/a	Sep 13, 2006	Nov 9, 2007	no	MINNETONKA, MN	Previous registration
Crosswater	n/a	Mar 2, 2004	Jun 14, 2006	no	WAYZATA, MN	Previous registration
PIPER SANDLER & CO.	Institutional manager	Nov 13, 2002	Jan 21, 2004	no	MINNEAPOLIS, MN	Previous registration
THE FAMILY OFFICE OF U.S. BANCORP PIPER JAFFRAY LLC.	n/a	Oct 1, 2002	Dec 9, 2002	no	MINNEAPOLIS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ENVOI LLC	TIEDEMANN ADVISORS, LLC	Jul 2, 2024	Jul 11, 2024	9	Firm change	RIA to RIA
CHERRY TREE FAMILY OFFICE LLC	ENVOI LLC	Feb 10, 2009	Nov 13, 2009	276	Firm change	Other
CHERRY TREE INVESTMENTS INC	CHERRY TREE FAMILY OFFICE LLC	Nov 9, 2007	Nov 9, 2007	0	Firm change	Other
Crosswater	CHERRY TREE INVESTMENTS INC	Jun 14, 2006	Sep 13, 2006	91	Firm change	Other
PIPER SANDLER & CO.	Crosswater	Jan 21, 2004	Mar 2, 2004	41	Firm change	Other
THE FAMILY OFFICE OF U.S. BANCORP PIPER JAFFRAY LLC.	PIPER SANDLER & CO.	Dec 9, 2002	Nov 13, 2002	-26	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149436:147189:MN:2024-07-02	Jul 2, 2024	Jul 11, 2024	MINNEAPOLIS, MN	Firm change

Relationships

Registered with (7)

→ TIEDEMANN ADVISORS, LLCRegistered adviserregistration: current employment
Jul 11, 2024 to presentfactForm ADV
→ ENVOI LLCRegistered adviserregistration: previous registration
Jan 27, 2014 to Jul 2, 2024factForm ADV
→ CHERRY TREE FAMILY OFFICE LLCRegistered adviserregistration: previous registration
Nov 9, 2007 to Feb 10, 2009factForm ADV
→ CHERRY TREE INVESTMENTS INCRegistered adviserregistration: previous registration
Sep 13, 2006 to Nov 9, 2007factForm ADV
→ CROSSWATERRegistered adviserregistration: previous registration
Mar 2, 2004 to Jun 14, 2006factForm ADV
→ PIPER SANDLER & CO.Registered adviserregistration: previous registration
Nov 13, 2002 to Jan 21, 2004factForm ADV
→ THE FAMILY OFFICE OF U.S. BANCORP PIPER JAFFRAY LLC.Registered adviserregistration: previous registration
Oct 1, 2002 to Dec 9, 2002factForm ADV

Dated events

Occurred
Jul 2, 2024
Advisor changed firm
James Allen Sand left Envoi Llc for Tiedemann Advisors, Llc (registered 2024-07-11)
Form ADVobserved 4 days ago