DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• A•••• S•••

T•••••••• A•••••••• L••independent RIANew York, Ny IA-onlyIAPD 4002578

Feed of 09/14/2026

At current firm

2 y

since Jul 11, 2024

In the industry

26 y

since Nov 17, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Designations: MBAreportedalti-global.comas printed on the bio page, Sep 16, 2026
Professional profile: alti-global.com/people/team/jim-sandreportedalti-global.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

T•••••••• A•••••••• L•• independent RIA current
since Jul 11, 2024 · Minneapolis, Mn
E•••• L•• former
Jan 27, 2014 to Jul 2, 2024 · Minneapolis, Mn
E•••• L•• former
Nov 13, 2009 to Dec 31, 2013 · Minneapolis, Mn
C••••• T••• F••••• O••••• L•• unclassified
Nov 9, 2007 to Feb 10, 2009 · Minnetonka, Mn
C••••• T••• I••••••••• I•• unclassified
Sep 13, 2006 to Nov 9, 2007 · Minnetonka, Mn
C••••••••• unclassified
Mar 2, 2004 to Jun 14, 2006 · Wayzata, Mn
P•••• S•••••• • C•• institutional
Nov 13, 2002 to Jan 21, 2004 · Minneapolis, Mn
T•• F••••• O••••• O• U••• B•••••• P•••• J•••••• L••• unclassified
Oct 1, 2002 to Dec 9, 2002 · Minneapolis, Mn

Moves

a registration end followed by a registration begin elsewhere

E•••• L•• to T•••••••• A•••••••• L••
left Jul 2, 2024, registered Jul 11, 2024 (9 days) · RIA to RIA · moved with a team
C••••• T••• F••••• O••••• L•• to E•••• L••
left Feb 10, 2009, registered Nov 13, 2009 (276 days) · Other
C••••• T••• I••••••••• I•• to C••••• T••• F••••• O••••• L••
left Nov 9, 2007, registered Nov 9, 2007 (0 days) · Other
C••••••••• to C••••• T••• I••••••••• I••
left Jun 14, 2006, registered Sep 13, 2006 (91 days) · Other
P•••• S•••••• • C•• to C•••••••••
left Jan 21, 2004, registered Mar 2, 2004 (41 days) · Other
T•• F••••• O••••• O• U••• B•••••• P•••• J•••••• L••• to P•••• S•••••• • C••
left Dec 9, 2002, registered Nov 13, 2002 (-26 days) · Other

Signals

J•••• A•••• S••• left E•••• L•• for T•••••••• A•••••••• L•• (registered 2024-07-11)
Jul 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address