DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••••• A••••••• L••
BLANCHARD, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | n/a | yes | BLANCHARD, OK | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Sep 2, 2021 | Mar 31, 2025 | no | YUKON, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| W• W••••• A•••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Aug 9, 2021 | Sep 2, 2021 |
| W• W••••• A•••••••• L•• | State registered | Sep 18, 2019 | Aug 9, 2021 | no | AKRON, OH|Warren, OH | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jun 9, 2019 | Aug 16, 2019 | no | NEW YORK, NY|CANFIELD, OH | Previous registration |
| R•• C•••••• M••••••• L•• | National bd RIA | Nov 11, 2016 | May 29, 2019 | no | GREENWOOD VILLAGE, CO|DENVER, CO|GREENWOOD VILLAGE, CO | Previous registration |
| 24 |
| Firm change |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | W• W••••• A•••••••• L•• | Aug 16, 2019 | Sep 18, 2019 | 33 | Firm change | Wirehouse to state RIA |
| R•• C•••••• M••••••• L•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | May 29, 2019 | Jun 9, 2019 | 11 | Firm change | Ibd to wirehouse |