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J••••••• E••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

J••••••• E••• E•••••••

Advisor at A••••• F•••••••• P•••••••• I•••

COLORADO SPRINGS, CO | Harker Heights, TX | HARKER HEIGHTS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7a4a341-b625-f0ee-ee6e-67a72f0bfc78

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 22, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• F•••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 24, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• F•••••••• P•••••••• I•••	Independent wealth	Oct 31, 2024	n/a	yes	HARKER HEIGHTS, TX\|COLORADO SPRINGS, CO\|Harker Heights, TX	Current employment
I•••••••• I••••••••• I•••	Former SEC adviser	Dec 22, 2008	Nov 14, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• I••••••••• I•••	A••••• F•••••••• P•••••••• I•••	Nov 14, 2024	Oct 31, 2024	-14	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111516:7995:CO:2024-11-14	Nov 14, 2024	Oct 31, 2024	COLORADO SPRINGS, CO	Firm change

Relationships

Registered with (2)

→ A••••• F•••••••• P•••••••• I•••Registered adviserregistration: current employment
Oct 31, 2024 to presentfactForm ADV
→ I•••••••• I••••••••• I•••Registered adviserregistration: previous registration
Dec 22, 2008 to Nov 14, 2024factForm ADV

Dated events

Occurred
Nov 14, 2024
Advisor changed firm
J••••••• E••• E••••••• left I•••••••• I••••••••• I••• for A••••• F•••••••• P•••••••• I••• (registered 2024-10-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7a4a341-b625-f0ee-ee6e-67a72f0bfc78
First observed: Dec 22, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.