DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O••••• F•••••••• G••••• L••
Atlanta, GA | CARMEL, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O••••• F•••••••• G••••• L•• | Independent wealth | Jul 10, 2024 | n/a | yes | CARMEL, IN|Atlanta, GA | Current employment |
| S••••• W••••• A•••••••• I••• | No RAUM reported | Jun 29, 2018 | Mar 26, 2020 | no | Indianapolis, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | S••••• W••••• A•••••••• I••• | Jul 29, 2020 | Jun 29, 2018 | -761 | Channel change | Ibd to ibd |
| S••••• W••••• A•••••••• I••• | O••••• F•••••••• G••••• L•• | Mar 26, 2020 | Jul 10, 2024 |
| C•••••• S••••• • C••• I••• | National bd RIA | Oct 3, 2017 | Jul 29, 2020 | no | Indianapolis, IN | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Jul 24, 2009 | Jun 28, 2011 | no | INDIANAPOLIS, IN | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | May 14, 2008 | Jul 23, 2009 | no | Indianapolis, IN | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Feb 27, 2007 | Apr 7, 2008 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| 1,567 |
| Firm change after gap |
| Ibd to RIA |
| C•••• I••••••••• S••••••• C•••• | C•••••• S••••• • C••• I••• | Jun 28, 2011 | Oct 3, 2017 | 2,289 | Firm change after gap | Other |
| M•• I•••••••• S•••••••• L•• | C•••• I••••••••• S••••••• C•••• | Jul 23, 2009 | Jul 24, 2009 | 1 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | M•• I•••••••• S•••••••• L•• | Apr 7, 2008 | May 14, 2008 | 37 | Firm change | Other |