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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

AUGUSTA CAPITAL INVESTORS, LLC

CRD 168607

AUGUSTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7b40e93-d994-89a1-c5ec-3df7940f6424

Data as of Feb 22, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Jul 23, 2013 to Feb 22, 2018
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.4MItem 5.F on the latest filing (2018-02-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $4.4Mgross asset value as reported per fund; never fund size
SEC number: 801-78381
CRD: 168607
Filings on the tape: 7
First filed: Jul 23, 2013
Latest filed: Feb 22, 2018
Organised: Limited Liability Company, Georgia

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
THE AUGUSTA FUND	Other Private Fund	$4.4M	Feb 22, 2018	12	Jul 23, 2013	reported	021-254291

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FAIR, WILLIAM, PATRICK	Cco	C	yes	11/2013	Mar 9, 2015	Feb 22, 2018
HEAD, SHARON, RICE	Member	C	yes	07/2013	Jul 23, 2013	Feb 22, 2018
MCMANUS, EUGENE, FRANCIS	Member	C	yes	07/2013	Jul 23, 2013	Feb 22, 2018
RHODES, JOHN, PARKER	MANAGING MEMBER	C	yes	07/2013	Jul 23, 2013	Feb 22, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AUGUSTA CAPITAL MANAGEMENT, LLC	n/a	Former SEC adviser	$550M	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Feb 22, 2018	$4.4M	$4.4M	4	3	0	1	$4.4M
2016	Mar 13, 2017	$3.7M	$3.7M	4	3	n/a	1	$3.3M
2015	Mar 25, 2016	$3.3M	$3.3M	4	3	n/a	1	$3.3M
2014	Mar 9, 2015	$3.0M	$3.0M	4	3	n/a	1	$0
2013	Mar 27, 2014	$2.0M	$2.0M	4	3	n/a	1	$0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$4.4M	$3.7M	16.7%	$3.0M	13.6%	4	4	0	n/a

Relationships

Affiliated with (1)

→ AUGUSTA CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Advises (1)

→ THE AUGUSTA FUNDPrivate fundOther Private Fund, IA
Jul 23, 2013 to presentfactForm ADV

Controls (4)

← RHODES, JOHN, PARKEROwnerMANAGING MEMBER, ownership code C, individual
Jul 23, 2013 to presentfactForm ADV
← FAIR, WILLIAM, PATRICKOwnerCCO, ownership code C, individual
Mar 9, 2015 to presentfactForm ADV
← HEAD, SHARON, RICEOwnerMEMBER, ownership code C, individual
Jul 23, 2013 to presentfactForm ADV
← MCMANUS, EUGENE, FRANCISOwnerMEMBER, ownership code C, individual
Jul 23, 2013 to presentfactForm ADV

Registered with (4)

← THOMAS M O'GORMANAdvisorregistration: previous registration
Aug 20, 2016 to Mar 26, 2019factForm ADV
← WILLIAM PATRICK FAIRAdvisorregistration: previous registration
Mar 25, 2014 to Mar 19, 2019factForm ADV
← EUGENE FRANCIS MCMANUSAdvisorregistration: previous registration
Mar 25, 2014 to Mar 19, 2019factForm ADV
← JOHN PARKER RHODESAdvisorregistration: previous registration
Mar 25, 2014 to Aug 6, 2018factForm ADV

Dated events

Occurred
Jul 23, 2013
First Form ADV filing
Augusta Capital Investors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7b40e93-d994-89a1-c5ec-3df7940f6424
First observed: Jul 23, 2013
Last observed: Feb 22, 2018 104 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AUGUSTA CAPITAL INVESTORS, LLC

CRD 168607

AUGUSTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7b40e93-d994-89a1-c5ec-3df7940f6424

Data as of Feb 22, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

THE AUGUSTA FUND

Other Private Fund

$4.4M

Feb 22, 2018

Jul 23, 2013

reported

021-254291

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FAIR, WILLIAM, PATRICK

Cco

yes

11/2013

Mar 9, 2015

Feb 22, 2018

HEAD, SHARON, RICE

Member

yes

07/2013

Jul 23, 2013

Feb 22, 2018

MCMANUS, EUGENE, FRANCIS

Member

yes

07/2013

Jul 23, 2013

Feb 22, 2018

RHODES, JOHN, PARKER

MANAGING MEMBER

yes

07/2013

Jul 23, 2013

Feb 22, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AUGUSTA CAPITAL MANAGEMENT, LLC

n/a

Former SEC adviser

$550M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Feb 22, 2018

$4.4M

2016

Mar 13, 2017

$3.7M

n/a

$3.3M

2015

Mar 25, 2016

$3.3M

n/a

$3.3M

2014

Mar 9, 2015

$3.0M

n/a

2013

Mar 27, 2014

$2.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$4.4M

$3.7M

16.7%

$3.0M

13.6%

n/a