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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)30 years in industry

JOHN PARKER RHODES

Advisor at CHARLES SCHWAB & CO., INC.

Augusta, GA

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Search this name across graphsid dfx:ria:8faaa6ac-517e-9d49-3eb6-959d62d6f332

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 17, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S66|S65|S63
First exam: Sep 17, 1996
First registration: Jan 19, 2010
Dual registered: yes, broker-dealer
Other names: JOHN RHODES
IAPD individual key: 1570758

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 3, 2019	n/a	yes	Augusta, GA	Current employment
INTEGRATED ADVISORS NETWORK LLC	Independent wealth	Aug 27, 2018	Aug 16, 2019	no	Augusta, GA\|DALLAS, TX	Previous registration
AUGUSTA CAPITAL INVESTORS, LLC	Former SEC adviser	Mar 25, 2014	Aug 6, 2018	no	AUGUSTA, GA	Previous registration
AUGUSTA CAPITAL MANAGEMENT, LLC	Former SEC adviser	Aug 14, 2012	May 8, 2019	no	AUGUSTA, GA	Previous registration
AP WEALTH MANAGEMENT	Independent wealth	Apr 21, 2011	Aug 6, 2018	no	AUGUSTA, GA	Previous registration
(DBA) MCMANUS & SINCLAIR WEALTH MANAGEMENT, LLC	n/a	Jan 19, 2010	Aug 16, 2011	no	AUGUSTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTEGRATED ADVISORS NETWORK LLC	CHARLES SCHWAB & CO., INC.	Aug 16, 2019	Sep 3, 2019	18	Firm change	RIA to ibd
AUGUSTA CAPITAL MANAGEMENT, LLC	AUGUSTA CAPITAL INVESTORS, LLC	May 8, 2019	Mar 25, 2014	-1,870	Firm change after gap	Other
AP WEALTH MANAGEMENT	AUGUSTA CAPITAL MANAGEMENT, LLC	Aug 6, 2018	Aug 14, 2012	-2,183	Firm change after gap	Other
AUGUSTA CAPITAL INVESTORS, LLC	INTEGRATED ADVISORS NETWORK LLC	Aug 6, 2018	Aug 27, 2018	21	Firm change	Other
(DBA) MCMANUS & SINCLAIR WEALTH MANAGEMENT, LLC	AP WEALTH MANAGEMENT	Aug 16, 2011	Apr 21, 2011	-117	Firm change after gap	Other

Relationships

Registered with (6)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Sep 3, 2019 to presentfactForm ADV
→ INTEGRATED ADVISORS NETWORK LLCRegistered adviserregistration: previous registration
Aug 27, 2018 to Aug 16, 2019factForm ADV
→ AUGUSTA CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 14, 2012 to May 8, 2019factForm ADV
→ AP WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 21, 2011 to Aug 6, 2018factForm ADV
→ AUGUSTA CAPITAL INVESTORS, LLCRegistered adviserregistration: previous registration
Mar 25, 2014 to Aug 6, 2018factForm ADV
→ (DBA) MCMANUS & SINCLAIR WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 19, 2010 to Aug 16, 2011factForm ADV

Dated events

No dated event names this entity yet.