M••• R•• C••••

Advisor at P••••••• A••••••• I•••

SARASOTA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7b7ee66-f161-b6d3-533e-93a560239183

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 8, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A••••••• I•••	State registered	Aug 23, 2022	n/a	yes	SARASOTA, FL	Current employment
L••••• F•••••••• A•••••••• I•••	Independent wealth	Jan 24, 2020	Mar 8, 2022	no	Lakewood Ranch, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• F•••••••• A•••••••• I•••	P••••••• A••••••• I•••	Mar 8, 2022	Aug 23, 2022	168	Firm change	RIA to state RIA
W••••• P••••••• A•• D••••• L••	L••••• F•••••••• A•••••••• I•••	Dec 12, 2019	Jan 24, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
162340:281982:FL:2016-03-28	Mar 28, 2016	Dec 17, 2015	SARASOTA, FL	Firm change after gap

Relationships

Registered with (7)

→ P••••••• A••••••• I•••Registered adviserregistration: current employment
Aug 23, 2022 to presentfactForm ADV
→ L••••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 24, 2020 to Mar 8, 2022factForm ADV
→ W••••• P••••••• A•• D••••• L••Registered adviserregistration: previous registration
Dec 17, 2015 to Dec 12, 2019factForm ADV
→ N••••• A•••••• S•••••••• I•••

Dated events

Occurred
Mar 8, 2022
A•••••• firm change
M••• R•• C•••• left L••••• F•••••••• A•••••••• I••• for P••••••• A••••••• I••• (registered 2022-08-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7b7ee66-f161-b6d3-533e-93a560239183
First observed: Oct 8, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.