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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Lisa A Ravlija

Advisor at EDWARD JONES

COLLIERVILLE, TN | LAKELAND, TN | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:a7c9c84a-23bd-fd8d-c5e0-0daf995fb4db

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 9, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 10, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 10, 2006
First registration: Jan 9, 2020
Dual registered: yes, broker-dealer
Other names: LISA ANN SMITH|LISA ANN RAVLIJA
IAPD individual key: 4729875

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Dec 18, 2025	n/a	yes	ST. LOUIS, MO\|LAKELAND, TN\|COLLIERVILLE, TN	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 23, 2022	Nov 24, 2025	no	MEMPHIS, TN	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jan 20, 2022	Aug 3, 2022	no	Memphis, TN	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 9, 2020	Nov 30, 2021	no	GERMANTOWN, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EDWARD JONES	Nov 24, 2025	Dec 18, 2025	24	Firm change	Wirehouse to ibd
MML INVESTORS SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 3, 2022	Sep 23, 2022	51	Firm change	Ibd to wirehouse
WELLS FARGO ADVISORS	MML INVESTORS SERVICES, LLC	Nov 30, 2021	Jan 20, 2022	51	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ EDWARD JONESRegistered adviserregistration: current employment
Dec 18, 2025 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 23, 2022 to Nov 24, 2025factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jan 20, 2022 to Aug 3, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 9, 2020 to Nov 30, 2021factForm ADV

Dated events

Occurred
Nov 24, 2025
Advisor changed firm
Lisa A Ravlija left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Edward Jones (registered 2025-12-18)
Form ADVobserved 4 days ago
Occurred
Aug 3, 2022
Advisor changed firm
Lisa A Ravlija left Mml Investors Services, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-09-23)
Form ADVobserved 4 days ago