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RIA / WealthAdvisorCertified Financial Planner27 years in industry

RONALD ELWOOD WILLIAMS

Advisor at EMPOWER FINANCIAL ADVISORY, LLC

GLASTONBURY, CT

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Search this name across graphsid dfx:ria:a7cef3ec-a328-0d5b-ac79-328a4b5d7092

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 7, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER FINANCIAL ADVISORY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 7, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Nov 21, 2001
First registration: Sep 7, 1999
Dual registered: no
IAPD individual key: 1987830

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER FINANCIAL ADVISORY, LLC	Independent wealth	Jul 2, 2021	n/a	yes	GLASTONBURY, CT	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Sep 18, 2020	Jul 1, 2021	no	GLASTONBURY, CT	Previous registration
SSN ADVISORY, INC.	Former SEC adviser	Sep 11, 2017	Sep 18, 2020	no	Glastonbury, CT	Previous registration
ADVICEONE ADVISORY SERVICES, LLC	Independent wealth	Jan 25, 2001	Apr 6, 2018	no	GLASTONBURY, CT\|GLASTONBURY, CT	Previous registration
BTS ASSET MANAGEMENT, INC.	Independent wealth	Sep 7, 1999	Dec 31, 2002	no	VERNON, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	EMPOWER FINANCIAL ADVISORY, LLC	Jul 1, 2021	Jul 2, 2021	1	Firm change	Ibd to new firm
SSN ADVISORY, INC.	SECURITIES AMERICA ADVISORS, INC.	Sep 18, 2020	Sep 18, 2020	0	Bulk transfer	Ibd to ibd
ADVICEONE ADVISORY SERVICES, LLC	SSN ADVISORY, INC.	Apr 6, 2018	Sep 11, 2017	-207	Firm change after gap	Other
BTS ASSET MANAGEMENT, INC.	ADVICEONE ADVISORY SERVICES, LLC	Dec 31, 2002	Jan 25, 2001	-705	Firm change after gap	Other

Relationships

Registered with (5)

→ EMPOWER FINANCIAL ADVISORY, LLCRegistered adviserregistration: current employment
Jul 2, 2021 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Sep 18, 2020 to Jul 1, 2021factForm ADV
→ SSN ADVISORY, INC.Registered adviserregistration: previous registration
Sep 11, 2017 to Sep 18, 2020factForm ADV
→ ADVICEONE ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jan 25, 2001 to Apr 6, 2018factForm ADV
→ BTS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 7, 1999 to Dec 31, 2002factForm ADV

Dated events

No dated event names this entity yet.