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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

RICHARD ANTHONY PERRY

Advisor at LPL FINANCIAL LLC

FERNANDINA BEACH, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 8, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Apr 8, 1999
First registration: Jul 25, 2002
Dual registered: yes, broker-dealer
Other names: RICHARD ANTHONY PERRY|RICHARD ANTHONY PERRY
IAPD individual key: 3046703

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 14, 2022	n/a	yes	FERNANDINA BEACH, FL	Current employment
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Jan 28, 2016	Jan 21, 2022	no	RED BANK, NJ\|RED BANK, NJ\|RUMSON, NJ\|RUMSON, NJ	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 2, 2011	Jan 26, 2016	no	Wall, NJ\|RED BANK, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 7, 2007	Dec 6, 2011	no	AVON BY THE SEA, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Dec 7, 2007	no	SPRING LAKE, NJ\|SPRING LAKE, NJ	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jul 25, 2002	Jul 1, 2003	no	SPRING LAKE, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B. RILEY WEALTH ADVISORS, INC.	LPL FINANCIAL LLC	Jan 21, 2022	Jan 14, 2022	-7	Firm change	Ibd to ibd
UBS FINANCIAL SERVICES INC.	B. RILEY WEALTH ADVISORS, INC.	Jan 26, 2016	Jan 28, 2016	2	Firm change	Other
WELLS FARGO ADVISORS	UBS FINANCIAL SERVICES INC.	Dec 6, 2011	Dec 2, 2011	-4	Firm change	Wirehouse to wirehouse
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Dec 7, 2007	Dec 7, 2007	0	Channel change	Wirehouse to wirehouse
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 14, 2022 to presentfactForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jan 28, 2016 to Jan 21, 2022factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 2, 2011 to Jan 26, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 7, 2007 to Dec 6, 2011factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Dec 7, 2007factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jul 25, 2002 to Jul 1, 2003factForm ADV

Dated events

Occurred
Jan 21, 2022
Advisor changed firm
Richard Anthony Perry left B. Riley Wealth Advisors, Inc. for Lpl Financial Llc (registered 2022-01-14)
Form ADVobserved 4 days ago