DFX Intelligence

B•• P•••••• A•••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM 10b 100b

B•• P•••••• A•••• M••••••••• I•••

CRD 105085

BOSTON, MA

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Data as of May 6, 2015 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 1
Observed: Jan 9, 2012 to May 6, 2015
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B•• P•••••• A•••• M••••••••• I•••

Intermediary · key_crd, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $16B••• Locked
Discretionary RAUM: $8.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 169
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• J•••• J•••••	CHIEF FINANCIAL OFFICER, TREASURER	Na	yes	11/2004	Jan 9, 2012	May 6, 2015
B••••••• P•••••	CHAIRMAN, DIRECTOR	Na	yes	06/2012	Jun 22, 2012	May 6, 2015

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•• P•••••• I••••••••• P••••••• U• L••	n/a	Former SEC adviser	$54B	N	yes	n/a
F•••••• F•••••• T•••• • W••••• I••	n/a	Former SEC adviser	$48B	N	yes

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	n/a	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 26, 2015

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$16B	$18B	-9.0%	$21B	-8.5%	169	160	n/a	n/a

Relationships

Affiliated with (5)

→ B•• P•••••• A•••• M••••••••• U••• I•••Registered adviserother investment adviser, bank, common control
factForm ADV
→ F•••••• F•••••• T•••• • W•••• U• L••••••Registered adviserother investment adviser, common control
factForm ADV
→ B•• P•••••• A•••• M••••••••• U• L••••••Registered adviserother investment adviser, common control
factForm ADV
→ B•• P•••••• A•••• M••••••••• S•••••••• L••••••Registered adviser

Dated events

Order

Occurred
9 Jan 2012
Succession filed (Item 4)
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 9, 2012
Last observed: May 6, 2015 138 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 15 rows

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•• P•••••• I••••••••• P••••••• T•••• C••••••	n/a	n/a	n/a	N	yes	n/a
B•• P•••••• S•••	n/a	n/a	n/a	Y	no	n/a
B•• P•••••• S••••••••• S•••••••	n/a	n/a	n/a	N	yes	n/a
S•••••• B•• P•••••• A•••• M••••••••• C••• L•••	n/a	n/a	n/a	N	yes	n/a
T•• B•• P•••••• I••••••••• P••••••• J••	n/a	n/a	n/a	N	yes	n/a