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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

BRIAN LORD

Advisor at NEUBERGER BERMAN BD LLC

CHICAGO, IL

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Search this name across graphsid dfx:ria:77c0948a-6ac8-3cdc-b166-825f5e065b6d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Jan 1, 2006 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Brian Lord

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEUBERGER BERMAN BD LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 14, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Mar 14, 2002
First registration: Jan 1, 2006
Dual registered: yes, broker-dealer
Other names: BRIAN WAYNE HOEFT|BRIAN HOEFT LORD
IAPD individual key: 4481766

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEUBERGER BERMAN BD LLC	No RAUM reported	Apr 13, 2010	n/a	yes	CHICAGO, IL\|CHICAGO, IL	Current employment
BNP PARIBAS ASSET MANAGEMENT, INC.	Former SEC adviser	Sep 10, 2009	Dec 31, 2009	no	CHICAGO, IL	Previous registration
LASALLE FINANCIAL SERVICES, INC.	n/a	Jan 1, 2006	Sep 25, 2007	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BNP PARIBAS ASSET MANAGEMENT, INC.	NEUBERGER BERMAN BD LLC	Dec 31, 2009	Apr 13, 2010	103	Firm change	Other
LASALLE FINANCIAL SERVICES, INC.	BNP PARIBAS ASSET MANAGEMENT, INC.	Sep 25, 2007	Sep 10, 2009	716	Firm change after gap	Other

Relationships

Registered with (3)

→ NEUBERGER BERMAN BD LLCRegistered adviserregistration: current employment
Apr 13, 2010 to presentfactForm ADV
→ BNP PARIBAS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 10, 2009 to Dec 31, 2009factForm ADV
→ LASALLE FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 1, 2006 to Sep 25, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:77c0948a-6ac8-3cdc-b166-825f5e065b6d
First observed: Jan 1, 2006
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRIAN LORD

Advisor at NEUBERGER BERMAN BD LLC

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:77c0948a-6ac8-3cdc-b166-825f5e065b6d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:29 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

NEUBERGER BERMAN BD LLC

No RAUM reported

Apr 13, 2010

n/a

yes

CHICAGO, IL|CHICAGO, IL

Current employment

BNP PARIBAS ASSET MANAGEMENT, INC.

Former SEC adviser

Sep 10, 2009

Dec 31, 2009

CHICAGO, IL

Previous registration

LASALLE FINANCIAL SERVICES, INC.

n/a

Jan 1, 2006

Sep 25, 2007

CHICAGO, IL|CHICAGO, IL|CHICAGO, IL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

BNP PARIBAS ASSET MANAGEMENT, INC.

NEUBERGER BERMAN BD LLC

Dec 31, 2009

Apr 13, 2010

103

Firm change

Other

LASALLE FINANCIAL SERVICES, INC.

BNP PARIBAS ASSET MANAGEMENT, INC.

Sep 25, 2007

Sep 10, 2009

716

Firm change after gap

Other