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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MILLINGTON FINANCIAL ADVISORS, LLC

CRD 156315

NAPERVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7e606dd-32ab-4274-6a5f-31e57a72b9e1

Data as of Aug 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2022 to Aug 4, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $291MItem 5.F on the latest filing (2026-08-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $279M
Private client RAUM: $291MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $58.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 554
Individual clients: 145
High net worth clients: 42
Custody, client assets: $71.6M
SEC number: 801-124802
CRD: 156315
Filings on the tape: 7
First filed: Mar 30, 2022
Latest filed: Aug 4, 2026
Organised: Limited Liability Company, IL
Website: millingtonfa.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHARLES GLENN MILLINGTON	Certified Financial Planner	NAPERVILLE, IL	15	25	n/a	no
CHARLES FRANCIS MILLINGTON	Certified Financial Planner	NAPERVILLE, IL	15	16	n/a	no
DAVID KRIST	Certified Financial Planner	NAPERVILLE, IL	5	13	1	no
Charles J Millington	Certified Financial Planner	NAPERVILLE, IL	2	13	n/a	no
CARTER FRANCIS MILLINGTON	n/a	NAPERVILLE, IL	1	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MILLINGTON, CHARLES, FRANCIS	PRESIDENT / CCO	D	yes	01/2011	Mar 30, 2022	Jan 11, 2024
MILLINGTON, CHARLES, GLENN	Ceo	D	yes	01/2011	Mar 30, 2022	Jan 11, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MILLINGTON INSURANCE SOLUTIONS, LLC	n/a	n/a	n/a	N	no	n/a
MILLINGTON INVESTMENTS, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 31, 2026	$291M	$279M	11	5	n/a	n/a
2024	Mar 18, 2025	$224M	$213M	7	4	n/a	n/a
2023	Jan 11, 2024	$158M	$158M	4	2	n/a	n/a
2022	Mar 16, 2023	$127M	$127M	4	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$291M	$224M	29.8%	$127M	32.0%	11	7	0	0

Relationships

Registered with (6)

← CARTER FRANCIS MILLINGTONAdvisorregistration: current employment
Jul 10, 2025 to presentfactForm ADV
← Charles J MillingtonAdvisorregistration: current employment
Feb 27, 2024 to presentfactForm ADV
← DAVID KRISTAdvisorregistration: current employment
Mar 3, 2021 to presentfactForm ADV
← CHARLES GLENN MILLINGTONAdvisorregistration: current employment
Feb 10, 2011 to presentfactForm ADV
← CHARLES FRANCIS MILLINGTONAdvisorregistration: current employment
Feb 10, 2011 to presentfactForm ADV
← RYAN KEITH VESTAdvisorregistration: previous registration
Jul 9, 2019 to Sep 18, 2024factForm ADV

Controls (2)

← MILLINGTON, CHARLES, GLENNOwnerCEO, ownership code D, individual
Mar 30, 2022 to Jan 11, 2024factForm ADV
← MILLINGTON, CHARLES, FRANCISOwnerPRESIDENT / CCO, ownership code D, individual
Mar 30, 2022 to Jan 11, 2024factForm ADV

Dated events

Occurred
Sep 18, 2024
Advisor changed firm
Ryan Keith Vest left Millington Financial Advisors, Llc for Lpl Enterprise, Llc (registered 2025-11-17)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
First Form ADV filing
Millington Financial Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7e606dd-32ab-4274-6a5f-31e57a72b9e1
First observed: Mar 30, 2022
Last observed: Aug 4, 2026 48 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MILLINGTON FINANCIAL ADVISORS, LLC

CRD 156315

NAPERVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a7e606dd-32ab-4274-6a5f-31e57a72b9e1

Data as of Aug 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHARLES GLENN MILLINGTON

Certified Financial Planner

NAPERVILLE, IL

n/a

CHARLES FRANCIS MILLINGTON

Certified Financial Planner

NAPERVILLE, IL

n/a

DAVID KRIST

Certified Financial Planner

NAPERVILLE, IL

Charles J Millington

Certified Financial Planner

NAPERVILLE, IL

n/a

CARTER FRANCIS MILLINGTON

n/a

NAPERVILLE, IL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MILLINGTON, CHARLES, FRANCIS

PRESIDENT / CCO

yes

01/2011

Mar 30, 2022

Jan 11, 2024

MILLINGTON, CHARLES, GLENN

Ceo

yes

01/2011

Mar 30, 2022

Jan 11, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MILLINGTON INSURANCE SOLUTIONS, LLC

n/a

MILLINGTON INVESTMENTS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$291M

$279M

n/a

2024

Mar 18, 2025

$224M

$213M

n/a

2023

Jan 11, 2024

$158M

n/a

2022

Mar 16, 2023

$127M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$291M

$224M

29.8%

$127M

32.0%