DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• E••••••••• L••
DOWNERS GROVE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• E••••••••• L•• | Bd affiliated wealth | Nov 17, 2025 | n/a | yes | DOWNERS GROVE, IL | Current employment |
| M••••••••• F•••••••• A•••••••• L•• | Independent wealth | Jul 9, 2019 | Sep 18, 2024 | no | Downers Grove, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••••••• F•••••••• A•••••••• L•• | L•• E••••••••• L•• | Sep 18, 2024 | Nov 17, 2025 | 425 | Firm change after gap | RIA to ibd |
| R••••••••• W••••• L•• | M••••••••• F•••••••• A•••••••• L•• | Jul 25, 2018 | Jul 9, 2019 |
| R••••••••• W••••• L•• | Independent wealth | Mar 20, 2017 | Jul 25, 2018 | no | OAKBROOK, IL | Previous registration |
| R••••••••• W••••• L•• | Independent wealth | Mar 20, 2017 | Dec 31, 2017 | no | OAKBROOK, IL | Previous registration |
| E•••• S••••••••• L•• | Bd affiliated wealth | Oct 28, 2016 | Feb 21, 2017 | no | DOWNERS GROVE, IL | Previous registration |
| 349 |
| Firm change |
| RIA to RIA |
| E•••• S••••••••• L•• | R••••••••• W••••• L•• | Feb 21, 2017 | Mar 20, 2017 | 27 | Firm change | Other |