DFX Intelligence

C••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

C••••• C•••••••••

Advisor at V••••• C•••••• M••••••••• L••

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:a7e60d7d-7f6a-a447-f205-17e61cb486f7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• C•••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 23, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• C•••••• M••••••••• L••	State registered	Oct 17, 2019	n/a	yes	SCOTTSDALE, AZ	Current employment
L•••••••• A•••• M•••••••••	Asset manager	Feb 28, 2017	Sep 23, 2019	no	PHOENIX, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••••• A•••• M•••••••••	V••••• C•••••• M••••••••• L••	Sep 23, 2019	Oct 17, 2019	24	Firm change	Other
B••• O• A•••••• I••••••••• S•••••••• I•••	L•••••••• A•••• M•••••••••	Jul 13, 2009	Feb 28, 2017

Relationships

Registered with (6)

→ V••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Oct 17, 2019 to presentfactForm ADV
→ L•••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Feb 28, 2017 to Sep 23, 2019factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 21, 2009 to Jul 13, 2009factForm ADV
→ C••••••••• I••••••••• S•••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7e60d7d-7f6a-a447-f205-17e61cb486f7
First observed: Sep 24, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.