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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

MARK THOMAS LINDEE

Advisor at WELLS FARGO ADVISORS

NAPLES, FL | MARCO ISLAND, FL | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:a7e86b5d-112a-ba29-651b-06ae3864d6d4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 27, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 28, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Feb 28, 1984
First registration: Jul 27, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 1197637

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	May 21, 2012	n/a	yes	NAPLES, FL\|LOS ANGELES, CA\|MARCO ISLAND, FL	Current employment
BARCLAYS CAPITAL INC.	Former SEC adviser	Jan 23, 2012	Jun 13, 2012	no	LOS ANGELES, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 14, 2005	Jan 23, 2012	no	LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 27, 2004	Nov 25, 2005	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BARCLAYS CAPITAL INC.	WELLS FARGO ADVISORS	Jun 13, 2012	May 21, 2012	-23	Firm change	Other
WELLS FARGO ADVISORS	BARCLAYS CAPITAL INC.	Jan 23, 2012	Jan 23, 2012	0	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	WELLS FARGO ADVISORS	Nov 25, 2005	Nov 14, 2005	-11	Firm change	Other

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 14, 2005 to Jan 23, 2012factForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Jan 23, 2012 to Jun 13, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 27, 2004 to Nov 25, 2005factForm ADV

Dated events

No dated event names this entity yet.