RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• T••••• L•••••
- W•••• F•••• A••••••• wirehouse currentsince May 21, 2012 · Naples, Fl
- B••••••• C•••••• I••• formerJan 23, 2012 to Jun 13, 2012 · Los Angeles, Ca
- W•••• F•••• A••••••• wirehouseNov 14, 2005 to Jan 23, 2012 · Los Angeles, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 27, 2004 to Nov 25, 2005 · Los Angeles, Ca
- B••••••• C•••••• I••• to W•••• F•••• A•••••••left Jun 13, 2012, registered May 21, 2012 (-23 days) · Other
- W•••• F•••• A••••••• to B••••••• C•••••• I•••left Jan 23, 2012, registered Jan 23, 2012 (0 days) · Other
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Nov 25, 2005, registered Nov 14, 2005 (-11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address