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Advisor at RADIANT WEALTH PLANNING
Arlington, VA | PALO ALTO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RADIANT WEALTH PLANNING | State registered | Jan 29, 2025 | n/a | yes | PALO ALTO, CA|Arlington, VA | Current employment |
| AUDAX WEALTH MANAGEMENT, LLC | n/a | Sep 4, 2020 | Dec 31, 2024 | no | ARLINGTON, VA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 16, 2019 | Sep 29, 2020 | no | SOUTH OGDEN, UT|ANCHORAGE, AK | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 26, 2010 | Jul 29, 2013 | no | ANCHORAGE, AK | Previous registration |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Aug 21, 2009 | May 3, 2010 | no | PENSACOLA, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 23, 2009 | Aug 15, 2009 | no | PENSACOLA, FL|WEEHAWKEN, NJ | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jun 24, 2009 | no | Pensacola, FL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | May 14, 2008 | Jun 1, 2009 | no | PENSACOLA, FL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Aug 28, 2007 | no | DESTIN, FL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jul 6, 2006 | Apr 2, 2007 | no | DESTIN, FL|PENSACOLA, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 27, 2005 | Jun 14, 2006 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA|FORT WALTON BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AUDAX WEALTH MANAGEMENT, LLC | RADIANT WEALTH PLANNING | Dec 31, 2024 | Jan 29, 2025 | 29 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | AUDAX WEALTH MANAGEMENT, LLC | Sep 29, 2020 | Sep 4, 2020 | -25 | Firm change | Other |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | UBS FINANCIAL SERVICES INC. | May 3, 2010 | Jul 26, 2010 | 84 | Firm change | Ibd to wirehouse |
| UBS FINANCIAL SERVICES INC. | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Aug 15, 2009 | Aug 21, 2009 | 6 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Jun 24, 2009 | Jun 23, 2009 | -1 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY DW INC. | Jun 14, 2006 | Jul 6, 2006 | 22 | Firm change | Other |