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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

SEAN MICHAEL-THOMAS DRANFIELD

Advisor at PT ASSET MANAGEMENT, LLC

CHICAGO, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Feb 28, 2012 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Sean Michael-Thomas Dranfield

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PT ASSET MANAGEMENT, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 28, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 28, 2004
First registration: Feb 28, 2012
Dual registered: yes, broker-dealer
Other names: SEAN MICHEAL-THOMAS DRANFIELD
IAPD individual key: 4363137

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PT ASSET MANAGEMENT, LLC	Asset manager	Jan 16, 2015	n/a	yes	CHICAGO, IL	Current employment
PT ASSET MANAGEMENT, LLC	Asset manager	Jan 16, 2015	Dec 31, 2017	no	CHICAGO, IL	Previous registration
WORLD EQUITY GROUP, INC.	Bd affiliated wealth	Oct 25, 2013	Feb 5, 2014	no	WHEATON, IL\|SCHAUMBURG, IL\|SCHAUMBURG, IL	Previous registration
OAKPATH FINANCIAL	n/a	Apr 25, 2012	Dec 31, 2014	no	NORTHFIELD, IL	Previous registration
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	Feb 28, 2012	Apr 19, 2012	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OAKPATH FINANCIAL	WORLD EQUITY GROUP, INC.	Dec 31, 2014	Oct 25, 2013	-432	Firm change after gap	Other
WORLD EQUITY GROUP, INC.	PT ASSET MANAGEMENT, LLC	Feb 5, 2014	Jan 16, 2015	345	Firm change	Other
M HOLDINGS SECURITIES, INC.	OAKPATH FINANCIAL	Apr 19, 2012	Apr 25, 2012	6	Firm change	Other

Relationships

Registered with (4)

→ PT ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 16, 2015 to Dec 31, 2017factForm ADV
→ OAKPATH FINANCIALRegistered adviserregistration: previous registration
Apr 25, 2012 to Dec 31, 2014factForm ADV
→ WORLD EQUITY GROUP, INC.Registered adviserregistration: previous registration
Oct 25, 2013 to Feb 5, 2014factForm ADV
→ M HOLDINGS SECURITIES, INC.Registered adviserregistration: previous registration
Feb 28, 2012 to Apr 19, 2012factForm ADV

Dated events

No dated event names this entity yet.