DFX Intelligence

E• H••••• I••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

E• H••••• I••••••••• L••

CRD 285108

SPRINGFIELD, OH

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Search this name across graphsid dfx:ria:a8026610-5d0e-b214-69ff-800c44ed5997

Data as of Nov 12, 2018 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jul 20, 2017 to Nov 12, 2018
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••• C••••••••• J••••	INDIRECT OWNER	E	yes	05/2017	Jul 20, 2017	Nov 12, 2018
D••••••• C••••••••• J••••	MANAGING MEMBER	Na	yes	05/2017	Jul 20, 2017	Nov 12, 2018

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 29, 2018	$0	$0	2	2	0	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$0	n/a	n/a	n/a	n/a	2	n/a	0	n/a

Relationships

Controls (4)

← D••••••• C••••••••• J••••OwnerINDIRECT OWNER, ownership code E, individual
Jul 20, 2017 to presentfactForm ADV
← E• H•••••• I•••OwnerDIRECT OWNER, ownership code E, domestic entity
Oct 31, 2017 to presentfactForm ADV
← H••• G••••• I••OwnerINDIRECT OWNER, ownership code E, domestic entity
Nov 1, 2017 to presentfactForm ADV
← H•••• I•••OwnerINDIRECT OWNER, ownership code E, domestic entity
Nov 1, 2017 to presentfact

Dated events

Occurred
Mar 29, 2018
Succession filed (Item 4)
E• H••••• I••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a8026610-5d0e-b214-69ff-800c44ed5997
First observed: Jul 20, 2017
Last observed: Nov 12, 2018 95 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.