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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

HUGH William RHODES

Advisor at PNC WEALTH MANAGEMENT

WILMINGTON, OH | KETTERING, OH

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Search this name across graphsid dfx:ria:6fedd70d-fb3a-db9b-d43a-7d4251fa2240

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Feb 2, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PNC WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 2, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 8, 2016
First registration: Feb 2, 2001
Dual registered: yes, broker-dealer
Other names: HUGH W RHODES|HUGH WILLIAM RHODES|HUGH WILLIAM RHODES|HUGH WILLIAM RHODES|H W RHODES|HUGH RHODES
IAPD individual key: 3095015

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Mar 21, 2024	n/a	yes	WILMINGTON, OH\|KETTERING, OH	Current employment
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Sep 2, 2020	Mar 14, 2024	no	DAYTON, OH\|TROTWOOD, OH\|KETTERING, OH\|TROTWOOD, OH\|DAYTON, OH\|VANDALIA, OH\|OAKWOOD, OH\|DAYTON, OH\|DAYTON, OH	Previous registration
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Former SEC adviser	Feb 20, 2019	Aug 24, 2020	no	CENTERVILLE, OH\|PITTSBURGH, PA	Previous registration
EF HUTTON INVESTMENTS LLC	Former SEC adviser	Jun 12, 2017	Dec 5, 2018	no	Springfield, OH\|SPRINGFIELD, OH	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 14, 2016	Jun 14, 2017	no	COVINGTON, KY\|BEAVERCREEK, OH	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Dec 3, 2010	Oct 31, 2012	no	COLUMBUS, OH	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jul 17, 2009	Sep 28, 2010	no	OAKWOOD, OH\|DAYTON, OH\|BEAVERCREEK, OH\|Huber Heights, OH\|Beavercreek, OH\|DAYTON, OH\|SPRINGFIELD, OH\|TROTWOOD, OH	Previous registration
KIPLINGER WEALTH ADVISORS	Independent wealth	Feb 14, 2005	Jul 16, 2009	no	SPRINGBORO, OH\|SPRINGBORO, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 2, 2001	Nov 6, 2002	no	DAYTON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIFTH THIRD SECURITIES, INC.	PNC WEALTH MANAGEMENT	Mar 14, 2024	Mar 21, 2024	7	Firm change	Ibd to ibd
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	FIFTH THIRD SECURITIES, INC.	Aug 24, 2020	Sep 2, 2020	9	Firm change	Ibd to ibd
EF HUTTON INVESTMENTS LLC	MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Dec 5, 2018	Feb 20, 2019	77	Firm change	Other
STRATEGIC ADVISERS LLC	EF HUTTON INVESTMENTS LLC	Jun 14, 2017	Jun 12, 2017	-2	Firm change	Ibd to new firm
VALIC FINANCIAL ADVISORS, INC.	STRATEGIC ADVISERS LLC	Oct 31, 2012	Jan 14, 2016	1,170	Firm change after gap	Other
U.S. BANCORP INVESTMENTS, INC.	VALIC FINANCIAL ADVISORS, INC.	Sep 28, 2010	Dec 3, 2010	66	Firm change	Other
KIPLINGER WEALTH ADVISORS	U.S. BANCORP INVESTMENTS, INC.	Jul 16, 2009	Jul 17, 2009	1	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	KIPLINGER WEALTH ADVISORS	Nov 6, 2002	Feb 14, 2005	831	Firm change after gap	Wirehouse to RIA

Relationships

Registered with (9)

→ PNC WEALTH MANAGEMENTRegistered adviserregistration: current employment
Mar 21, 2024 to presentfactForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Sep 2, 2020 to Mar 14, 2024factForm ADV
→ MID ATLANTIC FINANCIAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 20, 2019 to Aug 24, 2020factForm ADV
→ EF HUTTON INVESTMENTS LLCRegistered adviserregistration: previous registration
Jun 12, 2017 to Dec 5, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jan 14, 2016 to Jun 14, 2017factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Dec 3, 2010 to Oct 31, 2012factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jul 17, 2009 to Sep 28, 2010factForm ADV
→ KIPLINGER WEALTH ADVISORSRegistered adviserregistration: previous registration
Feb 14, 2005 to Jul 16, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 2, 2001 to Nov 6, 2002factForm ADV

Dated events

Occurred
Mar 14, 2024
Advisor changed firm
Hugh William Rhodes left Fifth Third Securities, Inc. for Pnc Wealth Management (registered 2024-03-21)
Form ADVobserved 4 days ago