DFX Intelligence

S••• P•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

S••• P•••••• S••••••

Advisor at S•••• W•••••• L••

OMAHA, NE

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Search this name across graphsid dfx:ria:a80debc4-59a1-dea0-a2f7-56146275d8b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 19, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• W•••••• L••	Independent wealth	Jan 19, 2022	n/a	yes	OMAHA, NE	Current employment
E•••• S••••••••• L••	Bd affiliated wealth	Dec 17, 2021	Jan 11, 2022	no	ELKHORN, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• S••••••••• L••	S•••• W•••••• L••	Jan 11, 2022	Jan 19, 2022	8	Firm change	Ibd to new firm
T•• A•••••••• I•••	E•••• S••••••••• L••	Oct 20, 2021	Dec 17, 2021

Relationships

Registered with (4)

→ S•••• W•••••• L••Registered adviserregistration: current employment
Jan 19, 2022 to presentfactForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Dec 17, 2021 to Jan 11, 2022factForm ADV
→ T•• A•••••••• I•••Registered adviserregistration: previous registration
Feb 14, 2020 to Oct 20, 2021factForm ADV
→ A••••••• A••••••• S•••••••

Dated events

Occurred
Jan 11, 2022
Advisor changed firm
S••• P•••••• S•••••• left E•••• S••••••••• L•• for S•••• W•••••• L•• (registered 2022-01-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a80debc4-59a1-dea0-a2f7-56146275d8b1
First observed: Dec 19, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.