This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Sep 15, 2012

First registration

Sep 17, 2012

Dual registered

yes, broker-dealer

Other names

JEFFREY JAMES OBRIEN|JEFF O'BRIEN|JEFFREY J O'BRIEN

IAPD individual key

6072746

• Occurred

  Oct 4, 2024
  Advisor changed firm

  Jeffrey James O'Brien left Raymond James Financial Services Advisors, Inc for Lpl Financial Llc (registered 2024-09-30)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a81c4f34-2845-d220-b86e-2faedc50a322

First observed

Sep 17, 2012

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.