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Advisor at TD PRIVATE CLIENT WEALTH LLC
Manchester, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TD PRIVATE CLIENT WEALTH LLC | Bd affiliated wealth | Nov 13, 2024 | n/a | yes | Manchester, NH | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Sep 20, 2022 | Mar 19, 2024 | no | BOSTON, MA|MANCHESTER, NH | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Nov 25, 2020 | Sep 22, 2022 | no | Nashua, NH|Nashua, NH|East Boston, MA|Chelmsford, MA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 22, 2017 | Nov 3, 2020 | no | CHELMSFORD, MA|ACTON, MA|Chelmsford, MA|BOSTON, MA|ACTON, MA|CHELMSFORD, MA|CHELMSFORD, MA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jul 7, 2015 | Oct 27, 2015 | no | Wellesley, MA|Middleton, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | TD PRIVATE CLIENT WEALTH LLC | Mar 19, 2024 | Nov 13, 2024 | 239 | Firm change | Wirehouse to ibd |
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Sep 22, 2022 | Sep 20, 2022 | -2 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Nov 3, 2020 | Nov 25, 2020 | 22 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 27, 2015 | Sep 22, 2017 | 696 | Firm change after gap | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:79:MA:2020-11-03 | Nov 3, 2020 | Nov 25, 2020 | CHELMSFORD, MA | Firm change |