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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WELLS GLOBAL INVESTMENT ADVISERS LLC

CRD 150139

WINTER HAVEN, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a82d48e1-f2ca-de5d-e1da-59cd83406318

Data as of Feb 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 28, 2012 to Feb 24, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=3.0
Regulatory AUM: $101MItem 5.F on the latest filing (2026-02-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $101M
Private client RAUM: $101MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $50.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 133
Individual clients: 89
High net worth clients: 44
SEC number: 801-76875
CRD: 150139
Filings on the tape: 24
First filed: Jun 28, 2012
Latest filed: Feb 24, 2026
Organised: Limited Liability Company, FL

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WELLS, JAMES, PATRICK	MANAGING MEMBER	E	yes	03/2009	Jun 28, 2012	Dec 5, 2024
WELLS, PATRICIA, GADECKI	Cco	Na	yes	04/2020	Mar 31, 2021	Dec 5, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
VALOR FINANCIAL SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a
WELLS INVESTMENTS, INC.	n/a	State registered	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 24, 2026	$101M	$101M	3	2	0	n/a	n/a
2024	Feb 14, 2025	$93.8M	$93.8M	3	2	0	n/a	n/a
2023	Feb 29, 2024	$91.5M	$91.5M	3	2	0	n/a	n/a
2022	Mar 2, 2023	$91.0M	$91.0M	3	2	0	n/a	n/a
2021	Jan 12, 2022	$107M	$107M	3	2	0	n/a	n/a
2020	Mar 31, 2021	$104M	$104M	3	2	0	n/a	n/a
2019	Mar 25, 2020	$92.2M	$92.2M	3	2	0	n/a	n/a
2018	Mar 29, 2019	$90.6M	$90.6M	3	2	0	n/a	n/a
2017	Mar 30, 2018	$96.7M	$96.7M	3	2	0	n/a	n/a
2016	Mar 30, 2017	$100M	$100M	2	2	n/a	n/a	n/a
2015	Mar 30, 2016	$100M	$100M	2	2	n/a	n/a	n/a
2014	Mar 19, 2015	$100M	$100M	4	2	n/a	n/a	n/a
2013	Mar 31, 2014	$100M	$100M	4	2	n/a	n/a	n/a
2012	Mar 28, 2013	$100M	$100M	4	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$101M	$93.8M	8.1%	$91.0M	3.6%	3	3	0	0

Relationships

Affiliated with (1)

→ WELLS INVESTMENTS, INC.Registered adviserother investment adviser, common control
factForm ADV

Registered with (2)

← PATRICIA GADECKI WELLSAdvisorregistration: current employment
Sep 25, 2009 to presentfactForm ADV
← JAMES PATRICK WELLSAdvisorregistration: current employment
Sep 25, 2009 to presentfactForm ADV

Controls (2)

← WELLS, PATRICIA, GADECKIOwnerCCO, ownership code NA, individual
Mar 31, 2021 to Dec 5, 2024factForm ADV
← WELLS, JAMES, PATRICKOwnerMANAGING MEMBER, ownership code E, individual
Jun 28, 2012 to Dec 5, 2024factForm ADV

Dated events

Occurred
Mar 31, 2021
Control person joined
Gadecki Patricia Wells (Cco) appeared on Schedule A of Wells Global Investment Advisers Llc
Form ADVobserved 5 days ago
Occurred
Jun 28, 2012
First Form ADV filing
Wells Global Investment Advisers Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a82d48e1-f2ca-de5d-e1da-59cd83406318
First observed: Jun 28, 2012
Last observed: Feb 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WELLS GLOBAL INVESTMENT ADVISERS LLC

CRD 150139

WINTER HAVEN, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a82d48e1-f2ca-de5d-e1da-59cd83406318

Data as of Feb 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:01 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WELLS, JAMES, PATRICK

MANAGING MEMBER

yes

03/2009

Jun 28, 2012

Dec 5, 2024

WELLS, PATRICIA, GADECKI

Cco

yes

04/2020

Mar 31, 2021

Dec 5, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

VALOR FINANCIAL SECURITIES LLC

n/a

yes

n/a

WELLS INVESTMENTS, INC.

n/a

State registered

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 24, 2026

$101M

n/a

2024

Feb 14, 2025

$93.8M

n/a

2023

Feb 29, 2024

$91.5M

n/a

2022

Mar 2, 2023

$91.0M

n/a

2021

Jan 12, 2022

$107M

n/a

2020

Mar 31, 2021

$104M

n/a

2019

Mar 25, 2020

$92.2M

n/a

2018

Mar 29, 2019

$90.6M

n/a

2017

Mar 30, 2018

$96.7M

n/a

2016

Mar 30, 2017

$100M

n/a

2015

Mar 30, 2016

$100M

n/a

2014

Mar 19, 2015

$100M

n/a

2013

Mar 31, 2014

$100M

n/a

2012

Mar 28, 2013

$100M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$101M

$93.8M

8.1%

$91.0M

3.6%