DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••• G••••• I••••••••• A••••••• L••
Latest filing Feb 24, 2026
First filing on the tape Jun 28, 2012 · 24 filings
SEC status approved since Aug 31, 2012
RAUM
$101M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$101M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$50.6M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$101M as of Feb 24, 2026
Mar 28, 2013$100M then
HNW client RAUM$69.9M as of Feb 24, 2026
Mar 30, 2018$53.1M then
State-registered IARs (5.B.3)2 as of Feb 24, 2026
Mar 28, 20132 then
Employees (5.A)3 as of Feb 24, 2026
Mar 28, 20134 then
Private funds: no history
RAUM +8.1% over the last fiscal year+3.6% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $50.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 67derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $761,654derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$69.9M69%
- Individuals$31.4M31%
- Individual clients
- 89reported
- HNW clients
- 44reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 133reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W••••• J••••• P•••••• · Managing Membercontrolsince 03/2009 · owns 75% or more
- W••••• P•••••••• G•••••• · Ccocontrolsince 04/2020 · owns less than 5%
Related persons
Schedule D 7.A
- V•••• F•••••••• S••••••••• L••broker-dealerreal estaten
- W•••• I••••••••• I•••investment advisern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Winter Haven, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 131 to 133Feb 14, 2025 to Feb 24, 2026
- BD registered reps · 2 to 3Feb 14, 2025 to Feb 24, 2026
- Individual clients · 87 to 89Feb 14, 2025 to Feb 24, 2026
- Discretionary RAUM · $93.8M to $101MFeb 14, 2025 to Feb 24, 2026
- HNW RAUM · $64.3M to $69.9MFeb 14, 2025 to Feb 24, 2026
- Individual RAUM · $29.4M to $31.4MFeb 14, 2025 to Feb 24, 2026
- RAUM · $93.8M to $101MFeb 14, 2025 to Feb 24, 2026
- Accounts · 137 to 131Jan 22, 2025 to Feb 14, 2025
- HNW clients · 43 to 44Jan 22, 2025 to Feb 14, 2025
- Individual clients · 94 to 87Jan 22, 2025 to Feb 14, 2025
- Financial planning clients · 1-10 to 1-10Jan 22, 2025 to Feb 14, 2025
- Discretionary RAUM · $91.5M to $93.8MJan 22, 2025 to Feb 14, 2025
- HNW RAUM · $59.2M to $64.3MJan 22, 2025 to Feb 14, 2025
- Individual RAUM · $32.3M to $29.4MJan 22, 2025 to Feb 14, 2025
- RAUM · $91.5M to $93.8MJan 22, 2025 to Feb 14, 2025
- Accounts · 146 to 137Mar 2, 2023 to Feb 29, 2024
- HNW clients · 44 to 43Mar 2, 2023 to Feb 29, 2024
- Individual clients · 102 to 94Mar 2, 2023 to Feb 29, 2024
- Discretionary RAUM · $91.0M to $91.5MMar 2, 2023 to Feb 29, 2024
- HNW RAUM · $59.3M to $59.2MMar 2, 2023 to Feb 29, 2024
- Individual RAUM · $31.7M to $32.3MMar 2, 2023 to Feb 29, 2024
- RAUM · $91.0M to $91.5MMar 2, 2023 to Feb 29, 2024
- Accounts · 159 to 146Jan 12, 2022 to Mar 2, 2023
- HNW clients · 51 to 44Jan 12, 2022 to Mar 2, 2023
- Individual clients · 108 to 102Jan 12, 2022 to Mar 2, 2023
- Discretionary RAUM · $107M to $91.0MJan 12, 2022 to Mar 2, 2023
- HNW RAUM · $72.9M to $59.3MJan 12, 2022 to Mar 2, 2023
- Individual RAUM · $33.9M to $31.7MJan 12, 2022 to Mar 2, 2023
- RAUM · $107M to $91.0MJan 12, 2022 to Mar 2, 2023
- Accounts · 142 to 159Apr 12, 2021 to Jan 12, 2022
- HNW clients · 46 to 51Apr 12, 2021 to Jan 12, 2022
- Individual clients · 96 to 108Apr 12, 2021 to Jan 12, 2022
- Discretionary RAUM · $104M to $107MApr 12, 2021 to Jan 12, 2022
- HNW RAUM · $70.5M to $72.9MApr 12, 2021 to Jan 12, 2022
- Individual RAUM · $33.2M to $33.9MApr 12, 2021 to Jan 12, 2022
- RAUM · $104M to $107MApr 12, 2021 to Jan 12, 2022
- Accounts · 145 to 142Jul 7, 2020 to Mar 31, 2021
- Individual clients · 99 to 96Jul 7, 2020 to Mar 31, 2021
- Discretionary RAUM · $92.2M to $104MJul 7, 2020 to Mar 31, 2021
- HNW RAUM · $61.7M to $70.5MJul 7, 2020 to Mar 31, 2021
Signals
2 dated events
- Gadecki Patricia Wells (Cco) appeared on Schedule A of W•••• G••••• I••••••••• A••••••• L••Mar 31, 2021 · Control person joined · fact
- W•••• G••••• I••••••••• A••••••• L•• filed its initial SEC registration (Form ADV)Jun 28, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 863-294-3361reportedpublic record, Form ADV, Feb 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $50.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026