DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

STACY ANN TALARICO

Advisor at ADVICE AND PLANNING SERVICES

EAST LANSING, MI | Dexter, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a83346db-edad-8b5d-6c63-ae33d7b7c420

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 23, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 16, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jul 16, 2012
First registration: Jul 23, 2012
Dual registered: yes, broker-dealer
Other names: STACY A ROHLOFF|STACY A TALARICO|STACY A SWIHART|STACY A TALARICO|STACY TALARICO|Stacy Ann Talarico
IAPD individual key: 4391667

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	May 20, 2024	n/a	yes	EAST LANSING, MI\|Dexter, MI	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Feb 8, 2022	May 13, 2024	no	ANN ARBOR, MI	Previous registration
Spc	Bd affiliated wealth	Jan 24, 2020	Oct 14, 2021	no	ANN ARBOR, MI	Previous registration
EDWARD JONES	National bd RIA	Sep 24, 2018	May 31, 2019	no	DEXTER, MI\|ST LOUIS, MO\|DEXTER, MI	Previous registration
EDELMAN FINANCIAL ENGINES	Independent wealth	Feb 16, 2017	Sep 24, 2018	no	ANN ARBOR, MI	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jul 23, 2012	Jun 3, 2016	no	ANN ARBOR, MI\|ALBUQUERQUE, NM	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	ADVICE AND PLANNING SERVICES	May 13, 2024	May 20, 2024	7	Firm change	Ibd to ibd
Spc	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Oct 14, 2021	Feb 8, 2022	117	Firm change	Ibd to ibd
EDWARD JONES	Spc	May 31, 2019	Jan 24, 2020	238	Firm change	Ibd to ibd
EDELMAN FINANCIAL ENGINES	EDWARD JONES	Sep 24, 2018	Sep 24, 2018	0	Firm change	RIA to ibd
STRATEGIC ADVISERS LLC	EDELMAN FINANCIAL ENGINES	Jun 3, 2016	Feb 16, 2017	258	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
250:110692:MI:2019-05-31	May 31, 2019	Jan 24, 2020	DEXTER, MI	Firm change

Relationships

Registered with (6)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
May 20, 2024 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Feb 8, 2022 to May 13, 2024factForm ADV
→ SPCRegistered adviserregistration: previous registration
Jan 24, 2020 to Oct 14, 2021factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Sep 24, 2018 to May 31, 2019factForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Feb 16, 2017 to Sep 24, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jul 23, 2012 to Jun 3, 2016factForm ADV

Dated events

Occurred
May 13, 2024
Advisor changed firm
Stacy Ann Talarico left Fidelity Personal And Workplace Advisors for Advice And Planning Services (registered 2024-05-20)
Form ADVobserved 6 days ago