DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• A•• T•••••••

A••••• A•• P••••••• S•••••••BD affiliatedEast Lansing, Mi dual registrantIAPD 4391667

Feed of 09/14/2026

Also filed as S•••• A Rohloff

At current firm

2 y

since May 20, 2024

In the industry

14 y

since Jul 16, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since May 20, 2024 · East Lansing, Mi
F••••••• P••••••• A•• W•••••••• A••••••• former
Feb 8, 2022 to May 13, 2024 · Ann Arbor, Mi
S•• BD affiliated
Jan 24, 2020 to Oct 14, 2021 · Ann Arbor, Mi
E••••• J•••• national BD
Sep 24, 2018 to May 31, 2019 · Dexter, Mi
E•••••• F•••••••• E•••••• independent RIA
Feb 16, 2017 to Sep 24, 2018 · Ann Arbor, Mi
S•••••••• A••••••• L•• national BD
Jul 23, 2012 to Jun 3, 2016 · Ann Arbor, Mi

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to A••••• A•• P••••••• S•••••••
left May 13, 2024, registered May 20, 2024 (7 days) · Affiliated broker-dealer or bank to another
S•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Oct 14, 2021, registered Feb 8, 2022 (117 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to S••
left May 31, 2019, registered Jan 24, 2020 (238 days) · Affiliated broker-dealer or bank to another · moved with a team
E•••••• F•••••••• E•••••• to E••••• J••••
left Sep 24, 2018, registered Sep 24, 2018 (0 days) · RIA to affiliated broker-dealer or bank
S•••••••• A••••••• L•• to E•••••• F•••••••• E••••••
left Jun 3, 2016, registered Feb 16, 2017 (258 days) · Other

Signals

S•••• A•• T••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for A••••• A•• P••••••• S••••••• (registered 2024-05-20)
May 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address