DFX Intelligence

D••••••••• C••••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

D••••••••• C••••••••• G••••• L••

CRD 144422

TACOMA, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a833679e-f875-eca0-6970-35388f5aaf06

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 4
On other graphs: 0
Observed: Mar 29, 2012 to Mar 25, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.9B••• Locked
Discretionary RAUM: $0
Private client RAUM: $1.4Bderived••• Locked
Private client share: 76%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••••• H••••• F•••	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	yes	06/2007	Mar 29, 2012	Mar 21, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	2	0	0	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.9B	$1.7B	10.7%	$1.5B	7.4%	4	4	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A•••• A••••••• G•••• L••	2	Jul 27, 2026	Jul 22, 2026	GIG HARBOR, WA	Team lift out	RIA to RIA	100.0%

Relationships

Registered with (2)

← H•••• F••• D•••••••••Advisorregistration: previous registration
Jul 13, 2007 to Jul 27, 2026factForm ADV
← S••••• L•• C•••••Advisorregistration: previous registration
May 20, 2022 to Jul 27, 2026factForm ADV

Moved with (1)

→ A•••• A••••••• G•••• L••Registered adviser2 advisors, team lift out, same day
Jul 27, 2026 to Jul 22, 2026factForm ADV

Controls (1)

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 27, 2026
Team lift-out
••• Locked
Form ADVobserved 8 days ago
2 advisors
Occurred
Jul 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Show 1 bookkeeping events

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a833679e-f875-eca0-6970-35388f5aaf06
First observed: Mar 29, 2012
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.