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K•••• A•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

K•••• A•••••• S••••

Advisor at K••••• A••••••• S•••••••• L••

Arlington, TX | AUSTIN, TX | DUNCANVILLE, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a83ad453-79ee-f14a-ce2d-a2a0f0a2b774

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 30, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 19, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 29, 2022	n/a	yes	AUSTIN, TX\|Arlington, TX\|DUNCANVILLE, TX	Current employment
W•••• C••••• S••••••••• I•••	State registered	May 26, 2004	Apr 29, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• C••••• S••••••••• I•••	K••••• A••••••• S•••••••• L••	Apr 29, 2022	Apr 29, 2022	0	Firm change	Other
U•• F•••••••• S••••••• I•••	W•••• C••••• S••••••••• I•••	Nov 19, 2002

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
30933:283330:TX:2022-04-29	Apr 29, 2022	Apr 29, 2022	ARLINGTON, TX	Firm change

Relationships

Registered with (3)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 29, 2022 to presentfactForm ADV
→ W•••• C••••• S••••••••• I•••Registered adviserregistration: previous registration
May 26, 2004 to Apr 29, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 30, 2000 to Nov 19, 2002factForm ADV

Dated events

Occurred
Apr 29, 2022
Advisor changed firm
K•••• A•••••• S•••• left W•••• C••••• S••••••••• I••• for K••••• A••••••• S•••••••• L•• (registered 2022-04-29)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a83ad453-79ee-f14a-ce2d-a2a0f0a2b774
First observed: Oct 30, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.