DFX Intelligence

R••••• R•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

R••••• R•••• C•••••••

Advisor at C•••••• S••••••••• M••••••••• I•••

TAMPA, FL | Palm Harbor, FL

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Search this name across graphsid dfx:ria:a83c98e0-40cb-71c0-a43c-898b70573d9f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 14, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 17, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••••••• M••••••••• I•••	Independent wealth	Feb 7, 2014	n/a	yes	TAMPA, FL\|Palm Harbor, FL	Current employment
R••••• E•••• F••••••••• I•••	n/a	Apr 14, 2014	Jul 22, 2014	no	CLEARWATER, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• E•••• F••••••••• I•••	n/a	Jul 22, 2014	n/a	n/a	Departure no registered destination	Departure
R••••• E•••• F••••••••• I•••	U••••• S••••••••• A•••••••• I•••	Feb 4, 2014	Jun 16, 2004	-3,520

Relationships

Registered with (4)

→ C•••••• S••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 4, 2007 to May 29, 2012factForm ADV
→ R••••• E•••• F••••••••• I•••Registered adviserregistration: previous registration
Apr 14, 2014 to Jul 22, 2014factForm ADV
→ U••••• S••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 16, 2004 to Mar 9, 2007factForm ADV
→ W••••• S••••• A••••••• I••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a83c98e0-40cb-71c0-a43c-898b70573d9f
First observed: Dec 14, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.