DFX Intelligence

R••• S•••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

R••• S•••••• G••••

Advisor at L•• F•••••••• L••

LAS VEGAS, NV

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Search this name across graphsid dfx:ria:a83d2359-20b2-c482-4e5b-494392db0c46

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 26, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 30, 2026	n/a	yes	LAS VEGAS, NV	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 3, 2020	Jul 16, 2026	no	HENDERSON, NV\|LAS VEGAS, NV\|HENDERSON, NV\|LAS VEGAS, NV\|LAS VEGAS, NV\|LAS VEGAS, NV\|LAS VEGAS, NV\|LAS VEGAS, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L•• F•••••••• L••	Jul 16, 2026	Jun 30, 2026	-16	Firm change	Wirehouse to ibd
L•• F•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Apr 22, 2020	Apr 3, 2020

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 26, 2018 to Apr 22, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 3, 2020 to Jul 16, 2026factForm ADV

Dated events

Occurred
Jul 16, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a83d2359-20b2-c482-4e5b-494392db0c46
First observed: Feb 26, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.