DFX Intelligence

A••••• L••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

A••••• L••• A••••••••

Advisor at A••••••• S•••••••• G••••

BOSTON, MA | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:a84028a3-6207-9695-86e4-c6b299c9483f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 10, 2025 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• S•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• S•••••••• G••••	Independent wealth	May 11, 2026	n/a	yes	PLYMOUTH, MN\|BOSTON, MA	Current employment
C• P••••••• C•••	Independent wealth	Jul 10, 2025	Jun 2, 2026	no	Boston, MA\|PORTLAND, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C• P••••••• C•••	A••••••• S•••••••• G••••	Jun 2, 2026	May 11, 2026	-22	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
149937:339919:OR:2026-06-02	Jun 2, 2026	May 11, 2026	PORTLAND, OR	Firm change

Relationships

Registered with (2)

→ A••••••• S•••••••• G••••Registered adviserregistration: current employment
May 11, 2026 to presentfactForm ADV
→ C• P••••••• C•••Registered adviserregistration: previous registration
Jul 10, 2025 to Jun 2, 2026factForm ADV

Dated events

Occurred
Jun 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a84028a3-6207-9695-86e4-c6b299c9483f
First observed: Jul 10, 2025
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.