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A•••••• J•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

A•••••• J•••• M•••••••

Advisor at A• W••••• M••••••••• L••

Westerville, OH

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Search this name across graphsid dfx:ria:a8477054-1120-026d-d6cc-15f141df92c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 13, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A• W••••• M••••••••• L••	Bd affiliated wealth	May 24, 2022	n/a	yes	Westerville, OH	Current employment
L•••••• A•••• M•••••••••	Former SEC adviser	Jan 15, 2018	May 31, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• A•••• M•••••••••	A• W••••• M••••••••• L••	May 31, 2022	May 24, 2022	-7	Firm change	RIA to ibd
K••••• A••••••• S•••••••• L••	L•••••• A•••• M•••••••••	Jan 11, 2018

Relationships

Registered with (3)

→ A• W••••• M••••••••• L••Registered adviserregistration: current employment
May 24, 2022 to presentfactForm ADV
→ L•••••• A•••• M•••••••••Registered adviserregistration: previous registration
Jan 15, 2018 to May 31, 2022factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 13, 2016 to Jan 11, 2018factForm ADV

Dated events

Occurred
May 31, 2022
Advisor changed firm
A•••••• J•••• M••••••• left L•••••• A•••• M••••••••• for A• W••••• M••••••••• L•• (registered 2022-05-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a8477054-1120-026d-d6cc-15f141df92c9
First observed: Jul 13, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.