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Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WEST DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 8, 2008 | n/a | yes | WEST DES MOINES, IA | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Mar 16, 2005 | Feb 12, 2008 | no | PELLA, IA|Newton, IA|NEWTON, IA|NEW SHARON, IA|Chariton, IA|DIAGONAL, IA|Mount Ayr, IA|Pella, IA | Previous registration |
| U.S. BANCORP ASSET MANAGEMENT, INC. | Asset manager | Jan 16, 2002 | Nov 29, 2004 | no | PELLA, ID | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Feb 12, 2008 | Feb 8, 2008 | -4 | Firm change | Other |
| U.S. BANCORP ASSET MANAGEMENT, INC. | U.S. BANCORP INVESTMENTS, INC. | Nov 29, 2004 | Mar 16, 2005 | 107 | Firm change | Other |