DFX Intelligence

D•••• N••••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst19 years in industry

D•••• N••••••• S•••••

Advisor at D••••• W••••••• A•••• M••••••••• L••

MEMPHIS, TN

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Search this name across graphsid dfx:ria:a85435c0-c1c1-4625-9538-7253a713a5bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• W••••••• A•••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 27, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• W••••••• A•••• M••••••••• L••	Mixed wealth	Jan 2, 2026	n/a	yes	MEMPHIS, TN	Current employment
D••••••••• I•••	Former SEC adviser	Apr 2, 2012	Oct 19, 2015	no	MEMPHIS, TN\|MEMPHIS (SHELBY), TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••••• I•••	D••••• W••••••• A•••• M••••••••• L••	Oct 19, 2015	Jan 2, 2026	3,728	Channel change	Other
M••••• K••••• • C••••••• L••	D••••••••• I•••	Mar 27, 2012	Apr 2, 2012

Relationships

Registered with (3)

→ D••••• W••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ D••••••••• I•••Registered adviserregistration: previous registration
Apr 2, 2012 to Oct 19, 2015factForm ADV
→ M••••• K••••• • C••••••• L••Registered adviserregistration: previous registration
Aug 28, 2007 to Mar 27, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a85435c0-c1c1-4625-9538-7253a713a5bf
First observed: Aug 28, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.